• Senior Compliance Officer

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... more
    TD Bank (01/28/25)
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  • Senior Monitoring and Testing…

    NatWest Markets (Stamford, CT)
    Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work ... more
    NatWest Markets (01/04/25)
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  • Senior Manager, Conduct Compliance

    Scotiabank (New York, NY)
    Senior Manager, Conduct Compliance Officer... compliance at the Bank. + Provide day-to-day compliance support for the conduct program by monitoring ... more
    Scotiabank (01/22/25)
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  • Senior Compliance Officer

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... more
    TD Bank (01/28/25)
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  • Senior Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... more
    SMBC (11/27/24)
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  • Compliance Officer Senior

    City National Bank (New York, NY)
    * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... more
    City National Bank (01/30/25)
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  • Compliance Officer Senior

    City National Bank (New York, NY)
    * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... more
    City National Bank (12/22/24)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
    Scotiabank (01/22/25)
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  • Compliance Risk Management Senior

    Citigroup (New York, NY)
    **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... more
    Citigroup (11/29/24)
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  • Senior Advisor To The Chief Program…

    City of New York (New York, NY)
    …to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders. Makes recommendations based on these ... more
    City of New York (12/07/24)
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  • Compliance - Control Room Senior

    JPMorgan Chase (Jersey City, NJ)
    …the status quo, and striving to be best-in-class. As a Control Room Senior Officer which is a part of the Compliance , Conduct and Operational Risk (CCOR) ... more
    JPMorgan Chase (01/25/25)
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  • Client Officer Senior

    City National Bank (Melville, NY)
    *CLIENT OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client service, and internal sales ... more
    City National Bank (01/08/25)
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  • Senior Risk Officer

    Arena Investors LP (Purchase, NY)
    In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... more
    Arena Investors LP (01/29/25)
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  • Senior Investment Officer

    City of New York (New York, NY)
    …of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing BAM's Alternative Credit program, ... more
    City of New York (11/28/24)
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  • Research, Marketing, and Content Compliance

    Citigroup (New York, NY)
    Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... more
    Citigroup (11/29/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... more
    SMBC (01/04/25)
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  • Compliance Risk Management Officer

    Citigroup (Jersey City, NJ)
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... more
    Citigroup (01/26/25)
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  • SVP, Compl Product Sr Officer - Services…

    Citigroup (Jersey City, NJ)
    Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... more
    Citigroup (01/12/25)
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  • Technology Risk & Compliance Officer

    S&P Global (New York, NY)
    …Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings Technology and Data ... more
    S&P Global (12/10/24)
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  • Compliance Risk Sr Officer I…

    Citigroup (New York, NY)
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... more
    Citigroup (11/07/24)
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