- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... for New York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of… more
- TD Bank (Mount Laurel, NJ)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- ADP (Roseland, NJ)
- …of controls. The Director of Data Analytics for Global Compliance 's Program Monitoring will build, enhance and lead the testing and analytics foundation of ... **ADP is Hiring a Director Data Analytics & Program Monitoring , Global Compliance ** We are seeking a...Enterprise Risk + Review and enhance the Legal and Compliance Risk/Controls Taxonomy. + Implement appropriate controls testing… more
- Bristol Myers Squibb (Summit, NJ)
- …work with a team of MSS-EM Samplers to ensure that routine/non-routine Environmental Monitoring (EM Sampling) in the GMP areas of Summit West CAR-T Manufacturing and ... performed. The MSS-EM Lead will provide oversight for collection of environmental monitoring samples for the controlled, non-classified areas as well as controlled… more
- MUFG (Jersey City, NJ)
- …Summary:** We are seeking a Vice President to lead our Continuous Control Monitoring (CCM) program within the Cybersecurity GRC organization. This role will design ... and implement automated control testing capabilities that provide real-time assurance across critical technology and security domains. The ideal candidate combines… more
- Bank of America (Jersey City, NJ)
- …test structure to determine automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk ... + Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving...Execution Manager and Test Lead, develops and executes assigned testing scope as prescribed by the Global Compliance… more
- TD Bank (Mount Laurel, NJ)
- …(COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... programs (ie, risk assessments, 2nd line review and challenge of business monitoring and testing programs, new business initiatives), including frameworks,… more
- TD Bank (Mount Laurel, NJ)
- …(COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance programs (ie, risk assessments, 2nd line oversight of business monitoring and testing programs, new business initiatives), including frameworks,… more
- Datavant (Trenton, NJ)
- … the compliance hotline, monitoring new hire and annual compliance training, conducting compliance monitoring and auditing activities, and supporting ... + Serve as the primary point of contact for monitoring new hire and annual compliance training...or auditing activities, such as control assessments or sample testing . + Understanding of audit and monitoring … more
- Coinbase (Trenton, NJ)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Coinbase (Trenton, NJ)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Coinbase (Trenton, NJ)
- …connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance ... regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst, Compliance TMS Operations within the CX Compliance team, you… more
- JPMorgan Chase (Jersey City, NJ)
- …(1) of experience with the following: conducting control testing and monitoring ; working with COSO Internal Control Framework, compliance management, trend ... DESCRIPTION: Duties: Perform monitoring , testing and deep dive activities...metrics, risk appetite, tolerance and governance. Ensure that the compliance , conduct and operational risk framework is in place… more
- MetLife (Whippany, NJ)
- …party relationships and assessment of potential regulatory implications * Conduct risk-based monitoring and testing , and provide review and challenge during ... The Team You Will Join Compliance Risk Management (CRM) delivers a compliance...* Partner with other teams to ensure appropriate oversight, monitoring , and recordkeeping practices * Maintain certain MIM policies… more
- Fujifilm (Trenton, NJ)
- … Compliance Director, this individual will ensure the effectiveness of compliance frameworks, oversee due diligence and monitoring activities, and support ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...and to ensure a comprehensive understanding. + Perform transaction monitoring review. + Perform and manage third-party intermediary due… more
- City National Bank (Jersey City, NJ)
- …origination, account opening, and customer communication. Leads and executes continuous monitoring activities to assess consumer compliance risks and controls ... *AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager...work of audit staff, analyzes and synthesizes results of testing performed, and effectively communicates results to senior management.… more
- Cardinal Health (Trenton, NJ)
- …assessments to identify, analyze, and evaluate potential threats, vulnerabilities, and compliance gaps. + **Control Testing and Validation:** Perform regular ... We are seeking a highly motivated and detail-oriented Security and Compliance Analyst to join our Data Office. In this role, you will report to the Data Office… more
- JPMorgan Chase (Jersey City, NJ)
- …the LOB execution of the risk assessment and other reporting + Conduct ongoing compliance monitoring activities and participate in special projects as required + ... and bring your expertise to our Risk Management and Compliance team. You will play a central role in...Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Monitoring and Testing , Issue Management, Risk Assessment… more
- Coinbase (Trenton, NJ)
- …Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due diligence, screening ... and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more