• Compliance - Surveillance Lead (Information…

    JPMorgan Chase (Jersey City, NJ)
    …the status quo and striving to be best-in-class. As a Surveillance Lead Vice President within the North America Information Barrier Trade Surveillance team, ... needs **Preferred qualifications, capabilities, and skills** + Relevant regulatory or broker- dealer experience such as a role in Compliance, Trade Surveillance, or… more
    JPMorgan Chase (03/13/25)
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  • Audit Manager, Vice President

    JPMorgan Chase (Jersey City, NJ)
    …(eg, 12 CFR 9) related to asset management, investment advisor, broker- dealer and fiduciary activities. + Knowledge of various financial instruments, investment ... the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital… more
    JPMorgan Chase (02/22/25)
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  • Audit Manager, Vice President

    JPMorgan Chase (Jersey City, NJ)
    …+ Knowledge of applicable laws and regulatory requirements related to broker/ dealer and fiduciary activities + Strong interpersonal and influencing skills, with ... the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital… more
    JPMorgan Chase (02/16/25)
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