- NatWest Markets (Stamford, CT)
- Swap Dealer Testing Associate Stamford,United States Permanent Full Time \#R-00249215 Our people work differently depending on their jobs and needs. From ... carried out in the United States. **Job description** **Swap Dealer Testing Associate ** **2LOD** This...of CFTC, DTCC, NFA regulation. + Some knowledge of broker - dealer and securities processes and business. +… more
- MUFG (New York, NY)
- …Sales and Trading, Interest Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly desirable, ... member of our recruitment team will provide more details. **Position Summary** The Associate supports the Business Unit Risk Management (BURM) team in the "first… more
- JPMorgan Chase (Jersey City, NJ)
- …in financial services industry + Exposure to capital planning (CCAR), broker - dealer and bank regulatory reporting, and Treasury/liquidity reporting processes ... outside of Internal Audit and across the firm! As a Senior Internal Auditor, Associate in Commercial Investment Banking, you will be involved in all stages of the… more
- SMBC (New York, NY)
- …The role's coverage of business lines includes traditional banking (including digital bank), swap dealer and broker dealer . Product coverage includes but is ... Risk Management Department Americas Division (RMDAD) has an opening for an Associate /Vice President in the Liquidity Risk Management Group. This position resides… more