- US Bank (New York, NY)
- …One. **Job Description** US Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist ** specializing in **federal audits** and **v** ... **ndor compliance ** to drive our audit initiatives, ensuring full compliance with applicable federal regulations and internal risk management standards.… more
- JPMorgan Chase (Brooklyn, NY)
- …Be part of a dynamic team that partners with control managers, risk , and compliance to enhance our governance framework. As an Associate in the Controls ... Chase that is making a difference across the Controls Governance agenda at one of the most innovative banks....Regulatory Interactions. + Implement and maintain an effective Operational Risk framework. + Partner with CIB Control Managers to… more
- BMO Financial Group (New York, NY)
- …governance structures inclusive of risk management frameworks. The CM Governance Specialist role will operationalize and sustain the frameworks to monitor ... the world. #bmocapitalmarkets **Job Summary:** The VP - CM Governance Specialist role is responsible for ensuring...applicable ensuring clear and accurate communication and escalation of governance , risk , and compliance issues… more
- AIG (New York, NY)
- …are: American International Group, Inc. (NYSE: AIG) is seeking an experienced Corporate Governance Specialist /Paralegal to join its legal department in New York. ... The primary role will be to assist with public company corporate governance matters, including preparation for board, committee and shareholder meetings and director… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Virtual Currency Data Governance Senior Analyst (Financial Services Specialist 2 (Policy Analysis), SG-23) ... style guides;* Provides training and support to dashboard users and ensures compliance with governance policies and procedures;* Participates in the development… more
- Amazon (New York, NY)
- …or equivalent 1+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience Experience handling ... review the work of team members in various locations. About the team Transportation Risk and Compliance (TRC) is the voice of risk and compliance for… more
- TD Bank (New York, NY)
- …("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more
- SMBC (New York, NY)
- …(RMDAD) Market Risk . The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also to manage projects to ... of benefits to its employees. **Role Description** The Market Risk Management Specialist at DIR level reports...Management. - Assists Group Head in managing the market risk governance framework to meet regulatory requirements… more
- TD Bank (New York, NY)
- …proper oversight and strategic assessment of the governance , control, and operational risk structure._ The Group Risk Specialist provides a comprehensive ... Business:** Risk Management **Job Description:** **_The Group Risk Specialist will be part of the...+ 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,... and Business Controls** + Establish and oversee the risk management governance structures + Establish … more
- SMBC (New York, NY)
- …its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also to manage ... projects to ensure the firm's compliance with regulatory requirements such as CFTC, NFA, FRB,...as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various… more
- City of New York (New York, NY)
- …groups for reviewing and implementing data governance policy by type, eg, risk and compliance team for data privacy policy; IT stakeholders for data ... development of data source specific policies and standard operating procedures ensuring compliance with governance policies. - Oversee data stewardship and… more
- Amazon (New York, NY)
- …Basic Qualifications 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience Bachelor's degree or ... Description Amazon is seeking an innovative and high-judgement Compliance Specialist to join the Audit...equivalent Experience in compliance program management, legal, governance , audit, risk /loss prevention, or equivalent Experience… more
- Citigroup (New York, NY)
- …return characteristics of Citi Private Bank's standard product range, ensuring appropriate compliance with Credit Policy and Risk Acceptance standards + ... The IF Specialist Sr. Lead is a strategic professional who...and execution of more complex or tailored transactions, meeting Risk Acceptance Criteria + Full loan underwriting with appropriate… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- conEdison (New York, NY)
- …(Tableau, Power BI, SAS, Qlik or related), preferred. + Experience in regulatory compliance , auditing, governance or quality assurance, preferred. + Using and/or ... a liaison between business units, vendors or IT in the development of risk programs, required. + 3-5 years Demonstrated knowledge and leadership agility and proven… more
- TD Bank (New York, NY)
- …a significant business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk / ... with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more
- City of New York (New York, NY)
- … governance and reporting, training and awareness, vulnerability and risk assessment, remediation, business continuity and work closely with teams across ... systems, applications early to prevent infrastructure invasion catastrophes. The IT Security Specialist role is a key responsibility needed in the ongoing technical,… more
- Guardian Life (Stamford, CT)
- …& Controls Specialist ** will be responsible for ensuring delivery and compliance of vendor assessments as part of the Vendor Assessments & Controls function ... risk management, information security and their relationship to corporate governance activities such as operational risk assessment and organizational… more
- Amazon (New York, NY)
- …Draft relevant policies and controls that support mature compliance programs and governance . * Guide leadership in balancing risk management concerns and ... business. Amazon Privacy is seeking a Privacy & Regulatory Specialist to support key, global regulatory compliance ...* 7+ years of experience in privacy, regulatory, or risk and compliance roles. * Demonstrable ability… more