- MetLife (New York, NY)
- …of global compliance programs for MetLife businesses relating to Anti-Money Laundering ( AML ), Economic & Trade Sanctions and Anti-Bribery & Corruption (AB&C) ... performance and growth. In its role as a strategic advisor , CEC focuses on existing and emerging risks, partnering...Key Responsibilities: * Drive success within the Anti-Money Laundering ( AML ), Sanctions Compliance (SC) and Anti-Bribery &… more
- Mizuho Corporate Bank (New York, NY)
- …determine industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with necessary documentation ( ... ie : RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime...Prime Broker Agreements). + Ability to understand an Investment Advisor 's organization structure, as well as, when full KYC… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance, AML /ATF/ sanctions and conduct risk. + Leads a high performance team ... driving high-priority transformation initiatives across the organization. Serves as strategic advisor to US GTB executive team, providing leadership, expertise, and… more
- Mizuho Corporate Bank (New York, NY)
- …Advisory Group (FCC Advisory) is dedicated to being a trusted and proactive advisor to the business, tasked with the identification, assessment, and mitigation of ... risks, regulations, and policy. + Review negative news and sanctions escalations and maintain evidence of the review in...the review in the KYC system, escalating to the AML Officer any confirmed or suspected material negative information.… more