- S&P Global (New York, NY)
- …executive compensation, and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is ... key role in the Company's governance and disclosure process. The Associate General Counsel - Securities and Corporate Finance will work in a dynamic,… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... statement and preparing for the annual meeting of stockholders. + providing securities law advice and compliance guidance for earnings releases, investor materials,… more
- TD Bank (New York, NY)
- …protects the Company against legal risks. **Depth & Scope:** + Manages other Senior Counsel , Counsel , Associate Counsel and/or paralegal staff, assigning ... on fixed income institutional sales and trading and municipal securities regulation. The optimal candidate will be a subject...legal services of the Company + Works closely with General Counsel , department attorneys and external legal… more
- TD Bank (New York, NY)
- …have strong leadership and organizational skills. **Depth & Scope:** + Manages other Senior Counsel , Counsel , Associate Counsel and/or paralegal staff, ... matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in...legal services of the Company + Works closely with General Counsel , department attorneys and external legal… more
- DLA Piper (New York, NY)
- …see what we can achieve. Together. **Summary** DLA Piper is seeking a securities lawyer with 6+ years of experience managing structured securities offerings ... are applying **Experience** + Minimum 6 years of experience managing structured securities offerings. + Direct and applicable AmLaw 100 law firm experience… more
- Meta (New York, NY)
- …highly motivated attorney to serve as Director and Associate General Counsel on the Litigation team focused on securities matters. The position will be ... responsible for managing Meta's securities litigation and dispute matters in the United States....in an exciting, fast-paced environment. **Required Skills:** Director & Associate General Counsel , Litigation Responsibilities:… more
- SMBC (New York, NY)
- … will work within the Legal Department and report to the Managing Director, Associate General Counsel . **Role Objectives** + Provide US bank regulatory ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- MUFG (New York, NY)
- …Junior Execution team members, Middle Office and Operations, Syndicate, Sales, Legal Counsel , Investors, and Rating Agencies throughout all phases of the deal. This ... teams and with third parties such as external Legal Counsel , Trustees, Rating Agencies and Investors + Communicate with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Position Summary:** MUFG is seeking an Associate or Vice President to join the Securitized Products Group to assist in ... trading teams and with third parties such as legal counsel , accountants, rating agencies and investors to execute transactions...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Position Summary:** MUFG is seeking an Associate to join the Securitized Products Group to help originate and execute ... trading teams and with third parties such as legal counsel , accountants, rating agencies and investors to execute transactions...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... for restricted stock. EFS conducts due diligence with Issuer counsel prior to the transaction, negotiates and implements 10b5-1...Specialist is required to be licensed: Series 7, 63. * GENERAL FUNCTIONS INCLUDE:* * Central point of contact to… more
- Meta (New York, NY)
- …department's securities and disclosures team. Reporting to the Director and Associate General Counsel , you will work proactively with cross-functional ... partners across the organization, including legal, finance and executive operations. **Required Skills:** Corporate Paralegal Responsibilities: 1. Assist with preparation of SEC and other corporate regulatory filings, including reports on Forms 10-K/Q and… more