- Wells Fargo (New York, NY)
- …including approval of processes completed by other team members + Partner with vendors, Broker Dealer Operations , Middle Offices, and other stakeholders to ... Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations...of Markets business (including Prime Brokerage, FCM, FX, Swap Dealer , and Broker Dealers in US and… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Nikko Securities America, Inc, a registered broker dealer , provides investment securities and other financial services ... experience working in the financial service industry + 2+ years of financial reporting ( broker dealer experience is a strong plus) + BA/BS required + Working… more
- SMBC (White Plains, NY)
- …USD and CAD Treasury Trade Confirmation, Input and Clearance. + The Settlements Specialist will also be involved with broker fee reconciliation and payment. ... global banks in Japan. Our Capital Markets business is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and… more