- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …job is responsible for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance ... for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the … more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Director, you will be responsible for leading ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...stakeholders across compute, storage, database, and network products. The Compliance , Conduct Operational Risk (CCOR)… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk ...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Grant Thornton LLP (New York, NY)
- …Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, ... As a Regulatory Compliance and Operational Risk ...+ Bachelor's degree in Accounting, Economics, Finance, Information Technology, Risk Management , or related field + Minimum… more
- Grant Thornton LLP (New York, NY)
- …Knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, ... As a Regulatory Compliance and Operational Risk ...+ Bachelor's degree in Accounting, Economics, Finance, Information Technology, Risk Management , or related field required +… more
- Citigroup (New York, NY)
- …the technology and cyber conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management ... provide subject matter expertise in line with our operational and compliance risk management frameworks. A successful candidate will be a subject matter… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables,… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... will be responsible for managing the credit and fraud risk management strategy across all American Express...multiple business areas including integrated audits that consider financial, operational , compliance and technology risk .… more
- JPMorgan Chase (New York, NY)
- …Data and Analytics Office (CDAO), Compliance , Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and consistent ... Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will be central to maintaining our strength and resilience. You'll anticipate… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... for the 2nd line Compliance Function and the enterprise management of conduct risk . This includes executing assurance over the Compliance Framework and… more
- SMBC (Jersey City, NJ)
- …or financial services industry experience, including direct experience in compliance and/or operational risk management + Experience working in a ... Americas Division ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance...In addition, the group provides an enterprise-wide view of risk , assists management and our Board of… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...to be best-in-class. As a Data Scientist in the Compliance , Conduct Operational Risk Data… more
- Citigroup (New York, NY)
- …and where similar risk exposure might exist. + Provide governance over Operational and Compliance Risk in accordance with established Policy ... teams to identify, assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic, Reputational, etc), including… more
- Citigroup (Queens, NY)
- …structured approach across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance , Credit and Financial Operations. + Advanced ... will report to the Head of Wealth Controls and Risk Management . **Key Accountabilities** + Lead a...leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational , compliance… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... ensuring adequate management remediation plans and validation. Elevates high profile issues/ risk cases to Compliance and business/group management for… more
- SMBC (Jersey City, NJ)
- …capital markets, asset liability management , financial reporting, regulatory reporting, or operational risk areas. Specific experience within Model Risk ... Management or EUC Risk Management function is ideal + Deep knowledge of internal...concepts + Prior experience with control evaluation within model risk , operational risk , compliance… more