- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing, and… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets,...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... This role will act as team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:** + Provide oversight and governance… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will... programs. + Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... data & technology initiatives and have a critical input into the risk assessment process and Compliance initiatives for data & technology. The position… more
- Citigroup (New York, NY)
- …+ Approve credit reviews as a first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk, liquidity of client ... Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB)… more
- City of New York (New York, NY)
- …collaboration with State DOCCS. Under executive direction of the HRA Chief Program Officer , with wide latitude for independent judgment and decision-making, the ... of Accountability, directs and coordinates all aspects of the accountability, compliance (including risk assessment ), program monitoring, and evaluation projects… more
- SMBC (New York, NY)
- …with 2LOD and 3LOD stakeholders on key pillars of the Volcker Program, including Independent Assessment , Training, and CEO Attestation. + Help to oversee the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting… more
- City National Bank (Jersey City, NJ)
- **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... independent of all credit granting, adjudication, operations, and risk...underwriting guidelines; identifies current or potential problems regarding the assessment of credit risk and the administration of Bank… more
- Citigroup (New York, NY)
- …and developing insights. + Carries key responsibility for Control Design Assessment (CDA) by executing CDA checklist/procedures for controls and recording results ... pose excessive risk(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned control testing.… more
- Citigroup (Queens, NY)
- …provides a global focus for risk management strategy and execution oversight, compliance with Citi Policies and Regulatory requirements, and driving strong risk ... Risk Reporting VP role is responsible for global and independent risk reporting for the USPB CRO organization and...guardrails and performance benchmarks, recession readiness playbooks and overall assessment of state of risk. + Timely, quality and… more
- City of New York (New York, NY)
- …Division's responsibility is to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and regulations. In addition, BEDC's ... EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, and… more
- Bank of America (New York, NY)
- …are appropriately implemented or amended to address regulatory requirements + Oversees independent risk management reporting to Global Compliance and Operational ... Summary** The Swap and Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or… more
- Citigroup (New York, NY)
- …unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... and prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... framework. **Responsibilities:** + **Providing equities, options and structured products compliance coverage to an assigned function/business/product** . Provides … more
- CAMBA (Brooklyn, NY)
- …a care management agency, providing clients with personal care coordinators. Position: Compliance Director Reports Chief Legal Officer Location: 2244 Church ... and take action on matters related to the HealthLink Compliance Program, independent of any program interest...by existing HealthLink program staff in implementing the HealthLink Compliance Program functions, documenting that assessment in… more
- Hackensack Meridian Health (Nutley, NJ)
- **Overview** The **Director, Research CDI** will serve as the Deputy Chief Scientific Officer (CSO) of the HMH Center for Discovery and Innovation (CDI) as a senior ... position reporting directly to the CSO and Chief Operating Officer of the CDI. This role will promote excellence...the research laboratories and ensures that they operate in compliance with Federal and State regulations and guidelines. +… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …will be a member of the Regulatory Law Group and will report to the VP Compliance Officer and Chief Regulatory Counsel. The successful candidate will be a US ... Regulatory Law Group and will report to the VP Compliance Officer and Chief Regulatory Counsel. The...policies to guide US Government business processes, including periodic assessment of changes or improvements needed to policies and… more