- Creative Financial Staffing (New York, NY)
- …Staff Accountant will also eventually be responsible for review leases for compliance Additional Ad Hoc responsibilities as assigned by the Chief Financial ... Officer What you bring to the table as the Property Accountant 2+ years of relevant accounting experience; Real Estate is a plus Experience using an accounting system… more
- University Hospital New Jersey (Newark, NJ)
- … Program Manager and Auditor serves as a resource to assist the Chief Compliance Officer with activities related to corporate compliance auditing and ... monitoring, periodic compliance risk assessments and compliance and operational assessments. Assists with ongoing monitoring of...Assists with ongoing monitoring of key elements of the compliance programs. Ensures that UH is in compliance… more
- Outreach Development Corp. (Queens, NY)
- … Compliance Plan and systems of accountability.Insure communication through the compliance officer and/or the supervisory structure of any violation of ... non- compliance with the agency's Medicaid compliance plan and personnel policy and procedure.Community management of therapeutic milieu.Group, family and… more
- Outreach Development Corp. (Queens, NY)
- … Compliance Plan and systems of accountability.Insure communication through the compliance officer and/or the supervisory structure of any violation of ... non- compliance with the agency's Medicaid compliance plan and personnel policy and procedure.May include other tasks as requested by supervisor.… more
- University Hospital New Jersey (Newark, NJ)
- …our public hospital setting, reporting directly to the Chief Human Resources Officer (CHRO). In this capacity, you will lead the development and implementation ... operations, including workforce planning, employee relations, performance management, and compliance with labor laws and regulations.Monitors HR metrics and… more
- Creative Financial Staffing (Yonkers, NY)
- …data, while providing invaluable support to the Controller and Chief Financial Officer (CFO). This position requires close collaboration with fiscal and program ... Assist in maintaining internal controls and conducting audit functions to ensure compliance . Interface with fiscal and program staff to address and resolve financial… more
- Creative Financial Staffing (Stamford, CT)
- …friendly environment. This role reports directly into the Chief Operating Officer and is responsible for coordinating services, overseeing the day-to-day operations ... that supervisors assigned to the Residential Services program are knowledgeable in compliance requirements, health & safety issues, and building codes pertaining to… more
- CUNY (New York, NY)
- Deputy Director of Financial Aid and Compliance Officer **POSITION DETAILS** The City University of New York's (CUNY) Office of Student Financial Assistance ... education. CUNY is seeking a Deputy Director of Financial Aid and Compliance Officer who, reporting to the Executive Director of Financial Aid, is primarily… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Role: Compliance Officer ** The Compliance Officer role is based in Englewood or New York ... with Compliance Officers both in North America and globally, the Compliance Officer will be the primary liaison point between any assigned Ratings Practice… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a ... correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically applicable to… more
- Hold Brothers (New York, NY)
- …goals are delivered. We are seeking a highly skilled and experienced public equities trading Compliance Officer to join our team. The Compliance Officer ... Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/ Officer to join the team. He/she will help with the delivery… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...Safety and Compliance Officer will lead a small team of analysts responsible...and resolution across the agency. The Fleet Safety and Compliance Officer may also be required to… more
- City of New York (New York, NY)
- …add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a ... Trust's legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on … more
- Centers Plan for Healthy Living (Staten Island, NY)
- Director Quality Management/ Compliance Officer 75 Vanderbilt Ave, Staten Island, NY 10304, USA Req #11961 Monday, June 3, 2024 Director of Quality and ... the Agency's Corporate Compliance Program. Serves as the Agency's Compliance Officer . Ensure effective staff training and monitoring of problem prone areas… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop, implement… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team. In this role, you… more
- Morgan Stanley (Purchase, NY)
- …Maintain and update the Compliance policies and procedures. - Support the Chief Compliance Officer with the annual review of the RIA compliance program. ... **Job:** ** Compliance * **Title:** *Wealth Management Institutional RIA Compliance Officer * **Location:** *New York-Purchase* **Requisition ID:** *3254828* more
- City of New York (New York, NY)
- …of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency EEO personnel, ... workforce across over 80 agencies (mayoral or non-mayoral). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to… more
- Insight Global (New York, NY)
- Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance ... will be involved and exposed to all areas of compliance including BSA, AML, KYC and OFAC. The role...with OCC for annual review. * Oversight of other compliance individuals while CCO is unavailable We are a… more
