- TD Bank (New York, NY)
- …the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ...lending activities of Wealth Banking. In this position, the Compliance Manager will provide guidance, leadership and… more
- Morgan Stanley (Short Hills, NJ)
- …of service by modernizing our client experience by focusing on operational efficiency and oversight . The Service Manager (SM) will report directly to the Complex ... manage resolution of client inquiries/requests * Oversee various administrative efforts in the branch * Ensure compliance with Firm policies and procedures by… more
- PNC (Avenel, NJ)
- …an opportunity to contribute to the company's success. As a Business Center Assistant Branch Manager within PNC's Retail Banking organization, you will be based ... for the Branch & Business Center risk process through proper oversight and adherence to regulatory, security and audit requirements. Trains and coaches team… more
- Siebert Williams Shank (New York, NY)
- …and Responsibilities * Support compliance efforts related to supervisory oversight , training, e-mail surveillance, branch office exams, FINRA licensing and ... will assist with risk management, provide advice on and oversight of SWS's compliance with US securities...and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in… more
- Amalgamated Bank (New York, NY)
- …with internal audit and other agencies to gather and deliver required documents for branch related audits and examinations. + Provide oversight of the CardPro ... control review for new customers and new accounts, ensuring compliance to the Bank's BSA guidelines. + Perform quality...+ Perform testing and validation for various bank and branch system upgrade and Disaster Recovery exercises. + Liaise… more
- Citigroup (New York, NY)
- …strength and differentiator for TTS and Citi, given the significant depth of the branch network and years of operating experience, many of them exceeding 100+ years. ... and Services' Third Party Management program. They will provide oversight of third party risk and robust execution of...ensure appropriate execution of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- TD Bank (Farmingdale, NY)
- …for own area and resolves operational issues/escalations within the Store + Ownership/ oversight of simple to complex daily branch administrative duties + ... for own area and resolves operational issues/escalations within the Store + Ownership/ oversight of simple to complex daily branch administrative duties +… more
- TD Bank (New York, NY)
- …will execute surveillance procedures, including addressing flags within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system. Depth & ... and/or satisfy regulatory requirements Addresses items within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system to ensure… more
- KBR (Fort Lee, NJ)
- …performance, equipment operation and cost. Responsible for the execution and compliance of water standard testing, water sampling, maintaining logs and equipment ... reading(s). Advises the Manager on issues, impacts, risks. Minimum of 8 years...and works with water plant operators or the requirements branch to implement corrective actions. + Maintains and tracks… more
- City of New York (New York, NY)
- …expenses and oversees budget expenses for the office's day-to-day functions. - Ensures compliance with citywide rules and oversight regulations and guidelines. - ... City's Mayor, Eric Adams is head of the executive branch of New York City's government. Mayor Adams has...include your cover letter under the "Message to Hiring Manager " field. Qualifications 1. Do you have a baccalaureate… more