- TD Bank (New York, NY)
- …the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... Program Risk Management & Reporting Team within the US Fair Banking Compliance Team. Some responsibilities of... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime Risk Oversight oversees the team and ... 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including managing… more
- TD Bank (New York, NY)
- …role which is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and ... of Business:** Compliance **Job Description:** **Department Overview:** The TD Bank Fair Banking Compliance team is seeking a skilled professional to… more
- TD Bank (New York, NY)
- …the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... **Job Description:** **Department Overview:** This position will have second line compliance oversight responsibilities for TD's first line regulatory testing… more
- BlackRock (New York, NY)
- …BlackRock, our smartest investment is you! We are a global investment manager helping more and more people experience financial well-being. BlackRock's business is ... and separately managed accounts and provides various other administrative and oversight services to BlackRock's various product ranges including the BlackRock mutual… more
- American Express (New York, NY)
- …partners in areas such as Fair Lending, + Certified Regulatory Compliance Manager (CRCM) Certification preferred Employment eligibility to work with American ... a centralized team of high-performing professionals in the administration of a comprehensive Fair Lending regulatory compliance program as well as the for… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global...job is responsible for executing second line of defense compliance and operational risk oversight for a ... and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- TD Bank (New York, NY)
- …Overview:** The US Privacy Office is responsible for the development, management, and oversight of the US Privacy Compliance Program. We work closely with ... Risk Owners and Oversight Functions to drive a culture of ...and Awareness + Issue Management and Reporting The Privacy Compliance Governance & Operations Manager (US) provides… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager -...job is responsible for executing second line of defense compliance and operational risk oversight for a ... inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function… more
- MUFG (Jersey City, NJ)
- …program level reporting to relevant stakeholders. + Support Information Security oversight and governance by ensuring our control environment is monitored through ... controls; and identifying issues resulting from internal and/or external compliance examinations. + Experience with process documentation and designing/executing… more
- TD Bank (New York, NY)
- …**Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... **Line of Business:** Financial Crime Risk Management **Job Description:** The Anti-Boycott Manager will be responsible for building out the US Anti-Boycott … more
- KPMG (New York, NY)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner, advisor, consultant, or regulatory ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred +… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Dodd Frank EAC Compliance and Operational Risk Executive New York, New...communicates related results to FLU and CF stakeholders, provides oversight of the remediation of out of tolerance results,… more
- Siebert Williams Shank (New York, NY)
- …the selected candidates will assist with risk management, provide advice on and oversight of SWS's compliance with US securities laws and regulations through ... Rulemaking Board (MSRB). Essential Duties and Responsibilities * Support compliance efforts related to supervisory oversight , training,...RTRS, CAT/CAIS reporting * Possess a genuine love for compliance We are Committed to Fair Pay.… more
- Fastly (New York, NY)
- …to facilitate audit procedures and evidence gathering + Support third party oversight processes, including security and compliance assessments of Fastly's ... close early due to the volume of applicants._ **Technology Compliance Lead - Security** As a Technology Compliance...as required by your role or requested by your manager . Pursuant to the San Francisco Fair … more
- Merck (Rahway, NJ)
- …and oversight of local operational clinical trial activities in compliance with ICH/GCP and country regulations, our Company policies and procedures and ... able to in/directly influence vendors, externalpartnersandcountrymanagerstodeliverthesecommitmentswithinspecified timelines with minimal oversight from the line manager . + Ability… more
- TD Bank (New York, NY)
- …40 **Pay Details:** $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range ... Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, reporting, monitoring and/or… more
- TD Bank (New York, NY)
- …to minimum documentation and sampling standards (including workpaper review) + Provide Compliance (second line) oversight , review and challenge over first line ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is...$180,000 - $230,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The… more
- TD Bank (New York, NY)
- …40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range ... Risk Management **Job Description:** The **Senior Group Risk Specialist, Senior RCSA Manager ** is a leadership position. The successful candidate will help oversee… more