- Citigroup (Jersey City, NJ)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Jersey City… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New York; Houston, Texas **Job ... and reporting of capital markets credit risk. The Credit Officer will primarily interface with the traders/marketers and other...the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit… more
- SMBC (New York, NY)
- …, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...compliance risk and is represented by the Chief Compliance Officer as either a member or… more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- Citigroup (New York, NY)
- …and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate execution ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... Global Investment Bank (GIB) and Global Corporate Bank (GCB) Product and Coverage teams to support the execution of...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- MUFG (New York, NY)
- …Responsible for the management of the Media & Telecom portfolio as a credit officer + Analyze credit risk of the designated portfolio, determine accurate ratings and ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Perform due diligence and regularly scheduled… more
- AIG (New York, NY)
- VP , Underwriting & Referral Officer - Group Captives Who we are American International Group, Inc. (AIG) is a leading global insurance organization. Building on ... in cross-functional teams ensuring high-quality underwriting, adequate pricing, innovative product development, sensible business processes and regulatory compliance… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- …client outreach, contract negotiations and execution with major external partners. The ** VP , Strategic Partnerships Lead Officer ** will work closely with the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Queens, NY)
- …provides a global focus for risk management strategy and execution oversight, compliance with Citi Policies and Regulatory requirements, and driving strong risk ... & International Retail Risk Management. The USPB Risk Reporting VP role is responsible for global and independent risk...2nd lines of defense (LOD) senior risk managers, USPB Product Heads and specialized subject matter experts (SMEs) in… more
- Morgan Stanley (New York, NY)
- …Stanley's various businesses and its senior management team. Job Description Summary As a Vice President , you will report to the Global Head of Market Risk ... other resource consumption > Strategic Partner with various Finance groups ie Product Line Controllers, Legal Entity Controllers, Treasury, Compliance , Risk and… more
- ADP (Roseland, NJ)
- …counsel, partners, vendors and lobbyists. **GENERAL RESPONSIBILITES:** + Provide day-to-day legal and compliance guidance to ensure product compliance in the ... **ADP is hiring a** ** VP Counsel, Payments and US Money Movement** The...+ This individual also will support the ADP AML Officer with respect to compliance with ADP's… more
- Morgan Stanley (Purchase, NY)
- …Investment Office. This requires close coordination with support partners such as Product teams, Operations, Technology, Compliance and Legalto identify and ... The Business Risk Management team is responsible for implementing the product risk and control framework supporting several businesses- Outsourced Chief Investment… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- the Vitamin Shoppe (Secaucus, NJ)
- …the work of outside counsel. **Responsibilities** 1. **Serve as the Company's Compliance Officer ** , monitor case law, regulatory matters, proposed legislation ... guidance and leadership, in partnership with the Chief People Officer , on all Federal and State labor law policies...and Regulatory Affairs on regulatory issues related to both product and procedures, including label safety, use of third… more
- Citigroup (New York, NY)
- Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting ... and managing supervisory examinations, globally. **Responsibilities:** + Engage with the Client product and function coverage teams, in order to partner to develop… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... expected results. + Assists in the development of analytic engines for business product lines. + Communicates results to diverse audiences. + Conducts analysis and… more