- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk * **Title:** *VP, Risk Regulatory/ Compliance ( Risk Management )* **Location:** ... Vice President - Credit Policy, Governance and Regulatory Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its business… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... a plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversees the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance... Compliance Organization ("GRC") independently oversee the company's risk -taking and risk management activities,… more
- TIAA (New York, NY)
- …assist with the continuing development of compliance functions, using the Company's risk -based Compliance Risk Management methodology. + Understand ... steps) Areas of focus: finance, economics, data analytics, law, business, regulatory affairs, risk management and insurance. ** Compliance ** + Work on areas… more
- MetLife (New York, NY)
- …team. The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... and methodology * Experience in model risk , operational risk , compliance risk , or legal management a plus * Experience in collaborating with… more
- CIBC (New York, NY)
- …Proactive Approach, Regulatory Compliance , Regulatory Requirements, Relationship Management , Risk Assessments, Risk Compliance , Risk ... core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent... works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... the risk governance framework. + Developing and establishing firm wide compliance risk management policies and procedures to mitigate risks. Monitors and… more
- Citigroup (Rutherford, NJ)
- …functions partners such as Enterprise Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail Credit Risk , Operational ... management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk , and...and Technology and Functions Technology standards on program delivery, compliance , process management , risk , and… more
- SMBC (White Plains, NY)
- …quality of the data used in Market Risk including leveraging the Bank's BCBS239 Compliance Framework + Supports Risk Management 's Market Risk domain ... to our data principles, policies and standards and educate key stakeholders within Risk Management /Market Risk on purpose and value of data governance and… more
- Wells Fargo (New York, NY)
- …and risk control development. + Report findings and make recommendations on Compliance Risk matters to management and appropriate committees. + Work ... understanding of industry practices. + Thorough knowledge of securities regulatory compliance , risk management and risk standards/controls. + Excellent… more
- Amazon (New York, NY)
- …internal controls, monitoring, and reporting with the goal of improving operations, compliance policies, and risk management . - Seeking opportunities ... safety, legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. The Principal … more
- MetLife (New York, NY)
- …second line of defense for risk identification, measurement, and mitigation. Within Global Risk , Compliance Risk Management (CRM) provides for shared ... and anti-bribery & corruption risk mitigation, remediation and compliance risk management efforts. Key Responsibilities: * Drive success within… more
- CIBC (New York, NY)
- …requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Performing investigations of US Capital Markets ... Group Problem Solving, Regulatory Compliance , Relationship Management , Risk Assessments, Risk Compliance , Strategic Advisory At CIBC, we are in… more
- Citizens (Tarrytown, NY)
- … management support. Qualifications: + 6-8+ years' experience in Wealth Management Risk Management , Audit, or Compliance + 6+ years' Risk and ... Insurance Divisions and Banking Regulatory Agencies. + Experience with Governance, Risk Management , and Compliance (GRC) platforms, preferably Archer. +… more
- Wells Fargo (New York, NY)
- …results, and personal accountability for achievement. **Required Qualifications:** + 8+ years Risk Management ( Compliance , Financial Crimes, Operational ... this role:** The Head of Insights is an Enterprise Risk Management Executive who will lead a...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Morgan Stanley (New York, NY)
- …in Finance, Business or other related field * 3 years of relevant experience in operational risk management , compliance or audit. * Experience in risk ... Business Unit Risk Assessment process in monitoring the quantity of risk , quality of risk management , and aggregate risk in accordance with the… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... law, rule, or regulation and design and deliver a risk management framework that maintains risk...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... law, rule, or regulation and designing and delivering a risk management framework that maintains risk...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (Jersey City, NJ)
- …to senior 1LOD and 2LOD management , including an overview of the level of compliance risk and the strength of relevant controls. + Develop risk ... plus (but not required). + Minimum of 10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting Compliance … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more