- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job ... Enterprise Privacy is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage of Data Privacy across the enterprise… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... job is responsible for executing second line of defense compliance trade surveillance and operational risk...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk , SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 ... subsequently require the ability to connect key processes and operational risk frameworks, including but not limited...remediation if deficiencies identified. + Serve as an effective risk manager to assist senior leadership in… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & RCSA **Requisition ID:** 209641 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... FICC, CIB, etc.) + Serve as the First Line Risk Manager for operational ...of relevant experience in financial services industry, preferably in risk management, compliance , operations, or audit +… more
- Bank of America (New York, NY)
- Vice President; Business Support Manager , GM Operational Risk & Controls New York, New York **Job Description:** The candidate will join the Single Process ... Faceoff with senior stakeholders on SPI operational risk matters + Work with Process Owners, Compliance...to respond and remediate process challenges raised by Global Compliance and Operational Risk (GCOR)… more
- City National Bank (Jersey City, NJ)
- ** MANAGER OPERATIONAL RISK COVERAGE PROGRAMS** **WHAT IS THE OPPORTUNITY?** This role is responsible for leading Operational Risk Coverage Programs ... establish, maintain, and oversee adherence to policies, standards, and procedures specific to risk types aligned to Operational Risk Management (ORM). The… more
- Bank of America (New York, NY)
- Director; Business Support Manager ; GM Operational Risk & Controls New York, New York **Job Description:** The candidate will join Global Markets Front-Line ... to execute & manage the QA testing program. The Manager is accountable for overseeing the testing portfolio, resource...controls or risk management (business, operations, finance, compliance , operational risk , audit) +… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk ... screening issues, including list management and rules + Proactively identify regulatory compliance and operational issues with the lists and implement solutions… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment...day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk… more
- Amazon (New York, NY)
- …business partners and leadership executives A day in the life The Principal Risk Manager will work collaboratively with business stakeholders, safety, legal, ... the LATAM Last Mile business. You will collaborate with Risk and Compliance Managers and own assessment... and risk management solutions. The Principal Risk Manager executes using a broad set… more
- MUFG (Jersey City, NJ)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg, OCC, FRB). +… more
- Citigroup (New York, NY)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Group Manager ...execution of a process (QA). + Provide governance over Operational and Compliance Risk in ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &...assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,… more
- American Express (New York, NY)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... (EDDS) Control Management Governance team is to establish the Operational Risk and Controls strategy for EDDS,...EDDS is looking for a Senior Manager of Governance & Risk Advisory focused… more
- Citigroup (New York, NY)
- …teams to identify, assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic, Reputational, etc), including ... The Business Risk and Control Sr Group Manager -...and training are in place to support management of Risk profiles + Support operational risk … more
- TD Bank (New York, NY)
- …and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to ... Risk Management **Job Description:** The **Senior Group Risk Specialist, Senior RCSA Manager ** is a...issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk … more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... Risk Assessment Methodology and processes. The FCRM US Risk Assessment Senior Manager contributes to the...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- American Express (New York, NY)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting ... (GSG) Control Management Governance team is to establish the Operational Risk and Controls strategy for GSG,...GSG Control Management is looking for a Manager of Risk ID, Assessment, Testing &… more