- MUFG (New York, NY)
- …the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, ... the KYC due diligence; + Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas… more
- Citigroup (Jersey City, NJ)
- … Testing, Monitoring, Risk Assessment or Legal role, preferably focused in Investment Banking and Corporate Banking + Experience in planning, executing, ... Serves as a compliance risk officer for Independent ...external inputs in order to build and refresh the Compliance Independent Assessment (CIA) plans for Banking … more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Overview:** The Fair Banking Compliance team is seeking an experienced compliance ... complaints from all areas of the Bank for fair banking and compliance related concerns with an...Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with enterprise… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...the compliance program for an investment advisory firm in Manhattan,… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that is responsible for implementing ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...attestations. This position reports to the Head of Employee Compliance in the SMBC Americas Division. **Role Objectives** +… more
- Citigroup (New York, NY)
- The Corporate Banking Finance Lead Analyst is a senior professional role responsible for providing management with an analysis and insight of Corporate ... to provide advice/counsel on the evaluation of financial reports of Corporate Banking 's current and projected performance. **Responsibilities:** + Contribute… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... specialized experience in Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance, Legal, or related… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- JPMorgan Chase (Brooklyn, NY)
- …compliance , Security Guard management, alarm response, branch and corporate building security, customer safety, physical crime investigations, workplace violence, ... fire and life safety. As a Security Officer within the Global Security Team, you will be...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- Bank of America (New York, NY)
- … & Markets product spectrum + Develop and maintain strategic partnerships with Corporate Banking , Investment Banking , Global Markets and Treasury Management ... Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York,...The Global Renewable Energy Credit Team covers transactions for Corporate Lending and Project Finance through the involvement in… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... in Financial Services + Financial services industry with 2+ years' experience within Compliance or Governance department in a foreign banking organizatio SMBC's… more
- JPMorgan Chase (New York, NY)
- … corporate or commercial bank credit training program (or the equivalent corporate banking / corporate finance experience) and a thorough understanding of ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...best-in-class. As a Vice President within the Middle Market Banking & Specialized Industries (MMBSI) Credit Risk team, you… more
- Citigroup (New York, NY)
- …institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities ... The Mortgage Lending Officer role is a developing professional role. This...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,… more