• Director - Head of Global

    MUFG (New York, NY)
    …day. A member of our recruitment team will provide more details. **Job Description:** The Head of Global Sanctions Controls reports into MUFG Bank's ... Global Head of Sanctions , leading the Global Sanctions Controls Team with additional programmatic oversight for personnel in Japan, APAC, and EMEA.… more
    MUFG (11/07/24)
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  • Compliance Officer S&P Global DJI

    S&P Global (New York, NY)
    **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the ... Director , you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for...on specialized compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . +… more
    S&P Global (11/30/24)
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  • FCC Data Analytics Director

    SMBC (Jersey City, NJ)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
    SMBC (10/25/24)
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  • Compliance Program Management Associate

    SMBC (Jersey City, NJ)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
    SMBC (12/19/24)
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  • Compliance Risk Assessment Officer VP

    SMBC (Jersey City, NJ)
    …team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a Compliance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...legal entities. Note: the CRA excludes financial crimes (AML, Sanctions , Fraud, and Bribery) risks as those risks are… more
    SMBC (12/13/24)
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  • Wealth Management Capital Markets Attorney VP/ED

    Morgan Stanley (Purchase, NY)
    …Capital Markets Attorney VP/ED* *Company Profile:* Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, ... the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world.… more
    Morgan Stanley (10/25/24)
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  • Compliance Program Management Vice President- FCC…

    SMBC (Jersey City, NJ)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
    SMBC (11/27/24)
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