- Genmab (Plainsboro, NJ)
- …the team that is in the leading role in the planning of operational excellence, strategic planning, and innovation implementation for the Global Clinical Drug Supply ... skills and knowledge on process management & improvement, strategic & risk management planning, change management and stakeholder management. Leading and supporting… more
- Genmab (Plainsboro, NJ)
- …will report directly to the VP and Global Head of Information Security and IT Risk & Compliance , playing a strategic role in the Information Security Leadership ... ComplianceSecurity Officers in other Genmab locations (US, DK, NL)Colleagues within Security, Risk , and Compliance team, in particular security architects and… more
- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk ...+ In-depth knowledge of various financial assets such as Equities , Derivatives, Fixed income, FX and OTC products such ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...changes applicable to area(s) of coverage + Leads the equities trade surveillance team to ensure timely and accuracy ... us! **Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Associate within the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...(LOB) and other Control functions, including Internal Audit and Operational Risk . Your role will require a… more
- JPMorgan Chase (New York, NY)
- …With respect to technology matters, establish and develop effective relationships with Compliance , Conduct and Operational Risk (CCOR); Internal Audit; ... opportunity to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions ... Director, Equities Quantitative Strategist, US Equity Execution...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AMUATF/sanctions and conduct risk . + Champions ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- JPMorgan Chase (New York, NY)
- …page for further information regarding the Program. ** Compliance at JPMorganChase** The Compliance , Conduct and Operational Risk (CCOR) team works across ... of business. Our team provides oversight of the firm's compliance , conduct and operational risk ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (New York, NY)
- …work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:** ... using proven evaluation strategies. + Identify, escalate, and record operational errors, performing risk analysis. + Review...7 years of experience in controls, audit, quality assurance, risk management, or compliance . + Experience in… more
- JPMorgan Chase (New York, NY)
- …in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject ... timely remediation of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and… more
- TD Bank (New York, NY)
- …while partnering with 2nd Line functions including Algo Risk Control (ARC), Compliance , Operational Risk , and Model Validation. The program covers all ... for Issues Management including the timeline identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with… more
- JPMorgan Chase (New York, NY)
- …or similar degree required. + Experience in risk management, control management, Compliance , Audit, and/or operational risk . + Proven ability to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (Jersey City, NJ)
- … risk activities, reporting and project initiatives. + Interact with Internal Audit, Compliance , Conduct & Operational Risk (CCOR) and Cybersecurity & ... highly desirable. + Experience in, or working with: Audit, Compliance , Operational Risk and/or Control...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (Brooklyn, NY)
- …control environment of the respective Line of Business or Corporate Functions, inclusive of Operational Risk , Compliance and Conduct Risks + Prepare the ... elevated residual risk + Complete the quarterly Compliance and Operational Risk Summary...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- Wells Fargo (New York, NY)
- …the origination, modeling, portfolio management, and all risk management including compliance and operational risk . Review and analyze complex business ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- SMBC (White Plains, NY)
- …Mitsui Banking Corporation (SMBC). The IT FCO will be responsible for managing compliance and operational risk associated with key Information Technology ... members as they work towards control officer responsibilities as part of the Operational Risk Management Framework. **Role Objectives** * Strong understanding of… more
- Bank of America (New York, NY)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** . Bachelors or… more
- ADP (Roseland, NJ)
- …that has a multi-disciplinary approach in cyber and information security and compliance , operational risk management, client security management, workforce ... and keep security specialists focusing on delivering next generation risk reduction and threat mitigation initiatives. Whether it's reporting, brainstorming,… more
