- SMBC (Jersey City, NJ)
- …regulations or changes in existing regulations, when applicable. + Participate in regulatory reporting and regulatory policy industry forums, discussing ... **Role Description** Support regulatory reporting stakeholders by providing regulatory reporting advice, issuing policy interpretation and guidelines on… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Citigroup (Queens, NY)
- …and securities services and wealth management. Join Citi's Regulatory Capital Policy Group ("RCPG") within Finance 's Capital and Regulatory Reporting ... Interpretive Office covering Basel III Endgame, Banking Book Equities, and Capital. The Regulatory Capital Policy Group: + Forms the First Line of Defense for… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** SMBC's Global Structured Finance Department is looking for a Vice President to join the ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will collaborate closely with… more
- JPMorgan Chase (Brooklyn, NY)
- …and various Policy groups. **Job Summary** As an External Reporting Controller, Vice President within the Consolidated Regulatory Reporting team, you will be ... a Finance organization with exposure to accounting, financial statements, regulatory reporting and financial products + Bachelor's degree in Accounting, … more
- SMBC (Jersey City, NJ)
- …on for data governance and control over data attributes/elements that are used for SMBC finance area, including US Regulatory Reporting, to make sure that the ... and maintain data governance and data quality controls in finance area, including US regulatory reporting. +...Ensure data quality, governance, and control for various financial regulatory reports according to company policy and… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The goal of the ... to diversifying its workforce (M/F/Disability/Vet **Job:** **Wealth Management* **Title:** * Vice President, Wealth Management - Regulatory Change Management… more
- TD Bank (New York, NY)
- …supervision accountabilities on behalf of Business Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker ... reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions and other ad...gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs… more
- MUFG (New York, NY)
- …line, product groups and credit divisions. + Ensure compliance with external regulatory /internal policy and procedural requirements. The right candidate will ... accounting, loan documentation and credit/structural risks in various project finance sectors + An understanding of the regulatory... finance sectors + An understanding of the regulatory environment in the US (OCC, FRB). An understanding… more
- MUFG (New York, NY)
- …exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA or MBA ... of Broadly Syndicated and Private Market Credits and other leveraged finance credit commitments to Private Equity owned non-investment grade borrowers. Portfolio… more
- MUFG (New York, NY)
- …the bank. (3) Other + Engage in special projects including new product and policy reviews. + Ensure compliance with regulatory , policy , and procedural ... more details. In this role, you will work closely with MUFG's world-class project finance team, which has topped the Americas league tables for 15 years running. The… more
- Citigroup (Queens, NY)
- …Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and ... underwriting, regulatory capital, testing, accounting, coding **Job Family Group:** Finance **Job Family:** Fin Solutions Dsgn & Implement **Time Type:** Full… more
- Citigroup (Queens, NY)
- …Senior Management Presentations and Analyst Packages, maintenance of the global Accounting Policy Manual, internal controls on Regulatory data integrity, data ... regulatory , and accounting developments. Apply solid knowledge of Finance /accounting concepts and principles to ensure accurate Regulatory Reporting… more
- Mizuho Corporate Bank (New York, NY)
- Project Finance Americas Mizuho's Project Finance platform is a global business and consistently top ranked in the Americas. Based in NY, the team provides a ... + Play a critical role in structuring, originating and executing non-recourse project finance transactions in the Natural Resources sector + Lead efforts to prepare… more
- SMBC (Jersey City, NJ)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- JPMorgan Chase (New York, NY)
- … regulatory agencies regarding, regulatory examinations, capital and liquidity policy and ad-hoc inquiries + Support Finance , Front Office and management ... Vice President to join our Capital and Liquidity Policy team within the Chief Investment Office. As a...Finance and Risk to ensure compliance with US regulatory capital & liquidity requirements + Provide input and… more
- Mizuho Corporate Bank (New York, NY)
- Summary: Responsible for autonomous oversight of an assigned portfolio of Project Finance transactions with a mix of agency, bilateral and syndicated accounts ... reviews and other periodic internal reporting requirements in accordance with credit policy and procedures + Provide prompt reporting to Management of any adverse… more
- Citigroup (New York, NY)
- …functions (eg Operations, Middle Office, Front Office, Technology, Compliance, Legal and Finance ) and senior management to execute necessary policy , process and ... **FUNCTION OVERVIEW** : As part of SMBIC Data and Regulatory Operations, the Regulatory Operations Change Team's primary responsibility is to execute … more
- Morgan Stanley (New York, NY)
- Vice President - Enterprise Risk Management Policy & Strategy Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its business ... our workforce to reflect diverse backgrounds and views. **Job:** **WM Risk* **Title:** * Vice President - Enterprise Risk Management Policy & Strategy *… more