- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... team this role involves development, testing, and support of front -office analytics and risk management capabilities within... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related… more
- Bank of America (Jersey City, NJ)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third… more
- Bank of America (New York, NY)
- …of defense compliance trade surveillance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key ... Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... Compliance and Operational Risk Manager- Electronic Trading New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- …in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York;...and mitigating risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF)… more
- Wells Fargo (Iselin, NJ)
- …that maintains heightened standards and risk awareness. As part of the front line , this role provides leadership support to ensure that Technology ... to join its Cloud Control Management team. This First Line of Defense team provides business risk ... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Bank of America (New York, NY)
- …& Controls New York, New York **Job Description:** The candidate will join Global Markets Front - Line Unit Quality Assurance (QA) Testing team to execute & ... his / her workload. Must build strong relationships with Line of Business Partners and understand key business processes...to lead and influence with key control partners including Front Office, Risk , Compliance, Business Controls, Legal… more
- American Express (New York, NY)
- …Entities in fulfilling their control and compliance obligations. Our team provides operational risk expertise to Front - Line and Control Management teams ... ensure comprehensive identification and robust management of operational and regulatory risk /changes across the business, having ownership of key processes and… more
- Wells Fargo (Iselin, NJ)
- …the following: work experience, training, military experience, education **Desired Qualifications:** + Front line risk /control experience with an emphasis on ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
- Morgan Stanley (Purchase, NY)
- …Business Risk Management team is responsible for implementing the first line product risk and control framework supporting several businesses - Traditional ... determine firm, advisor and/or client impact. Conduct a mini front -to-back analysis of incidents to determine if an enhancement...and ensure that IT projects are appropriately assessed for risk ratings. Engage the Business Unit Information… more
- Citigroup (Jersey City, NJ)
- …Establishing and developing effective relationships within Citigroup senior management, front line , second line (including independent risk , finance, HR, ... Serves as a risk officer for Independent Compliance Risk ...and attending regulatory meetings with control functions and business unit personnel; and collaborating with Business Heads to provide… more
- Palo Alto Networks (New York, NY)
- …security operations, utilizing cutting-edge techniques in technically challenging environments + Provide front - line support to the sales team by meeting with ... security consultants focused on assessing and challenging the security posture of Unit 42's clients across a wide array of industries, geographies, and… more
- Hackensack Meridian Health (Neptune, NJ)
- …mission to transform healthcare and serve as a leader of positive change. The Unit Secretary Equipment Tech acts as a patient experience ambassador to facilitate and ... family members, visitors, and physicians by welcoming and explaining hospital and unit policies and procedures and addressing and escalating patient problems and… more
- City National Bank (New York, NY)
- …the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest ... do * Advocating for a strong capital markets first line risk program, with a focus on...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
- Wells Fargo (New York, NY)
- …Provide support in the interpretation of policy, guidelines, and governance programs as front - line liaison to Independent Risk Management area + Collaborate ... purpose is to assess the design and performance of front - line controls for Commercial Banking - Chief... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Wells Fargo (New York, NY)
- …the Head of ACT, Information & Cyber Security (ICS), Technology Controls, Governance, and front line to define and drive control enablement for Cloud platforms. ... Information & Cyber Security (ICS), Technology Controls, Governance, and front line to drive consensus on controls,... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- TD Bank (New York, NY)
- …partners with the front office and other groups globally to mitigate risk and deliver world class service to our global client base. They provide operational ... York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $125,000 -...and simpler + Instill a mindset of critical thinking, risk management and understanding the needs of TDS's clients… more
- Wells Fargo (New York, NY)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite ... of Object-Oriented programming and demonstrated skills in Java and front -end technologies. Wells Fargo Wealth Investment Management Technology (WIMT's) mission… more
- Wells Fargo (New York, NY)
- …virtual teams + Support Wells Fargo Advisors (WFA) Leaders in ensuring effective front line risk identification, measurement, monitoring, controls, and ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more