- Daiichi Sankyo, Inc. (Bernards, NJ)
- …operating processes associated with legal and financial requirements including handling internal audit . Work closely with IT regarding implementation and ... practices, procedures and compliance have been followed.- Contract Management/ Finance Liaison/ Internal Audit Support- Partner with DSI Finance Business Partner… more
- Xerox (Norwalk, CT)
- Global Head of Audit & Internal Controls (Chief Audit Executive) **General Information** Press space or enter keys to toggle section visibility City ... Committee and operationally to the Chief Financial Officer, the ** Global Head of Audit and Internal Controls** (" **Chief Audit Executive** ") is… more
- Scotiabank (New York, NY)
- Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... Managers and/or Director, US Internal Control & Global Wholesale Operations Audit to provide ...diverse functional areas and delegate responsibilities to the unit head of each area; and effectively implement change. +… more
- Morgan Stanley (New York, NY)
- …to 15 years of experiencewithin the banking industry in a compliance and/or internal audit capacity or experience within a financial services regulatory agency ... point of contact with 1L Financial Crimes, GFC and audit to build and iterate on AML controls including...other Morgan Stanley sponsored benefit programs./ **Job:** **Other* **Title:** * Global Financial Crimes: Head of US Banks… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 15 ** Head of Software Engineering: Commercial and Index Governance Systems** The Head of Software ... develop, enhance, maintain and reimagine our customer facing web applications, internal commercial workflow applications and Index Governance applications. This is a… more
- Citigroup (Jersey City, NJ)
- …in the CEER space. + Assist with the document production and responses to internal audit and regulatory examinations on all CEER functions. + Subject matter ... Exits & Restrictions (CEER) Director reports directly to the Head of Global AML Regulatory Reporting, Insights...+ Establish a formal Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate… more
- S&P Global (New York, NY)
- …both risk management and controls implementation; secondarily, be a focal point to Internal Audit including collection and tracking all DTS Management Actions ... divisional CTOs information security, 2nd line risk management, and 3rd line internal audit functions. Integrate our IT outsourcing partner risk management… more
- Citigroup (New York, NY)
- …total compensation reviews as appropriate including compensation pool allocation + Manage Internal Audit reviews; oversee corrective action plans in conjunction ... The Head of Functions Technology will partner to define...and deliver Technology Strategy to ensure continued improvement of Global Functions platforms across the Firm with a focus… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head of Software Engineering: Data Platforms ... is responsible for the internal and external data platform strategy. The ...As a key Leader of the Technology Organization, the Head of Software Engineering: Data Platforms will lead the… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 15 ** Head of Software Engineering: Self Service Platforms** The Head of Software Engineering: Self ... As a key Leader of the Technology Organization, the Head of Software Engineering: Self Service Platforms will lead...strategy, ensuring it empower the S&P Dow Jones Indices internal users to launch indices to market in record… more
- Citigroup (New York, NY)
- …proactive issue identification and comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM ... Head for ORM Global Functions include: Leads the strategy, approach and drive...Independent Risk leadership, in-Function risk and control leadership, and Internal Audit . Facilitates accurate and appropriate reporting… more
- MUFG (New York, NY)
- …remotely one day. A member of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing ... internal assessment functions including but not limited to risk assessments, audit exams, internal testing, issues management, etc + Support AML Training… more
- Citigroup (New York, NY)
- …and best practices into the EM Regions. This role reports directly to the Global Head of ICM FI Credit Underwriting. **KEY RESPONSIBILITIES:** Executes, aligned ... clients in Banking and Risk and with key Regulators, Internal Audit , and control functions + Manage...sign off on their work product/standards + Support the Global Head of ICM FI Credit Underwriting… more
- Citigroup (New York, NY)
- …Local Market Rates and Local Market Mkts Treasury (Product Leadership reporting to the Global Head of FX & Local Markets). Independent Price Verification (IPV) ... as coordination of deliverables to other stakeholders, such as Internal Audit and external regulators. **Job Background/context:**...leadership role within the team, supporting the Americas VCG Head and the Global Head … more
- Citigroup (New York, NY)
- …in a robust control environment, whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to ... a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks,...across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate… more
- HSBC (New York, NY)
- …+ Develop strong relationships with all lines of defense and global surveillance colleagues: Senior Management, Audit , Front/Middle/Back Office, Operations, ... our communities and the planet we all share. The Head of Surveillance, US & Americas will be responsible...internal control standards including the timely implementation of internal and external audit points, together with… more
- Axis (New York, NY)
- This is your opportunity to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client ... Liability_ _-_ _Claims_ to join our North America Claims team and will report to the Head of Professional Liability Claims. As a direct report to the Head of… more
- Citigroup (New York, NY)
- …Controls Testing Head Director** Human Resources ("HR") is a global organization comprised of more than 4,000 professionals providing strategic human capital ... that are designed and executed by HR. This position reports to the HR Controls Head within the HR organization and works closely with Citi's COO office. This role is… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- HSBC (New York, NY)
- …NII, fees, income and costs, etc) + Lead the work to streamline our internal financial reporting, working closely with global and regional colleagues across ... thrive in a fast changing, results driven environment + Solid controls background ( internal and external audit experience will be ideal) + Advanced understanding… more
