- American Express (New York, NY)
- …in the company. Leveraging their experience, this role will involve developing world class internal audit approaches across Compliance and Conduct that will ... feels like they belong. Join Team Amex and let's lead the way together. American Express' Internal Audit Group (IAG) has reinvented our audit process and is… more
- Revlon (New York, NY)
- …determine effectiveness of internal controls. + Support development of presentations to discuss internal audit and SOX compliance audit results with ... transforming beauty. **Key Responsibilities:** + Under the direction of the Internal Audit management, lead and participate in Financial **,** Operational, and… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit , Compliance , self-identified ... issue closure request process, facilitating communication with validators (eg, internal audit ) and following up on open...challenging routines required by policy. + Serve as the audit liaison for Compliance cover a number… more
- Scotiabank (New York, NY)
- …**What You'll Bring** + At least 7-8 years of experience in a trading and/ or Internal Audit , Compliance Testing or operational risk management role in a ... Manager, First Line Testing, US Internal Control **Requisition ID:** 205241 **Salary Range:** 85,700.00...Execute the GBM first line testing team to ensure compliance with the Bank's testing program. **What You'll Do**… more
- Robert Half Management Resources (New York, NY)
- …testing team. Requirements Successful candidate will have: - At least 3 years' experience in internal audit and/or compliance testing with a heavy focus on ... Description Renowned foreign bank is seeking a Compliance Testing Consultant. Successful candidate will be leading/performing...O etc.) - Strong understanding of risk assessment and internal controls, as well as experience documenting audit… more
- SMBC (New York, NY)
- …support as necessary for matters requiring escalation. + Interfaces with regulators and Internal Audit during compliance related examinations / audits ... maintenance of internal policies and procedures with focus on current compliance framework as reference point. + Coordinate with affiliates to address cross… more
- The Estee Lauder Companies (Long Island City, NY)
- …**Qualifications** + 8 years of experience in a combination of IT Internal Audit , IT Risk Management, IT Compliance , IT Security, or IT Assurance & Advisory ... **Sr. Manager, IT, Internal Audit , Global** **Brand:** Estee Lauder Companies **Description** **Position Summary:** In this role, the IT Audit Sr. Manager… more
- SMBC (New York, NY)
- …and other significant matters to their manager. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and...responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief … more
- SMBC (New York, NY)
- …or new regulatory requirements. + Supports interactions with regulators and Interfaces with Internal Audit during compliance related examinations / audits ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- AIG (Jersey City, NJ)
- …+ Champion strong working relationships with various stakeholders, including IT, finance, Internal Audit , compliance , and external auditors, to align ... field; master's degree preferred. + Extensive experience (7+ years) in Audit , risk management, internal controls, compliance , or a related field, focusing on… more
- Robert Half Finance & Accounting (Morristown, NJ)
- …Quality Assurance function. The successful candidate will have 2+ years of progressive internal audit and compliance experience working in the BANKING ... Assurance function. The successful candidate will have 2+ years of progressive internal audit and compliance experience working in the BANKING or FINANCIAL… more
- Bank of America (New York, NY)
- …(tier 1 investment bank preferred) + Minimum 8-10 years of internal audit , front office business control or compliance experience in financial services + ... in a fast-paced environment. **Required Qualifications:** + Minimum 3-5 years covering Internal Audit in the Corporate and Investment Banking Business, GCIB… more
- Bank of America (New York, NY)
- …fast-paced environment. **Required Qualifications:** + Minimum 5-7 years of internal audit or front office business control or compliance or risk management ... Internal Auditor (CIA) or relevant qualifications **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management +… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, … more
- Scotiabank (New York, NY)
- …and document key controls recorded in OpenPages system to reflect impact of internal audit findings, regulatory findings, compliance testing results and ... of regulatory controls in response to the Bank's regulatory compliance management program as well as establishing the non-regulatory...actions have been remediated. + Responsible for liaising with Internal Audit , 2nd line testing or any… more
- Kyndryl (New York, NY)
- …employment. **Who You Are** + 8 plus years' of experience working within an internal audit , IT risk, or IT compliance function as an internal employee or ... planning and executing activities related to SOX IT controls including risk identification, compliance monitoring and audit support. + Apply knowledge of general… more
- Axis (New York, NY)
- …objectives. Assisting and collaborating with other departments and stakeholders (eg, Legal & Compliance , Internal Audit , Finance, North America Claims and ... for candidates taking part in the selection process. AXIS Capital Claims Compliance Specialist, Claims Shared Services- Job Description AXIS is seeking a Claims… more
- Citigroup (New York, NY)
- …techniques, change management and quality assurance processes + Experience with regulatory and internal audit / compliance processes a plus + Ability to ... and technical teams + Create and maintain project status updates with internal and external stakeholders; ensure project completeness and pacing. Communicate updates… more
- Citizens (Iselin, NJ)
- …+ Bachelor's Degree required + Professional certification or license in regulatory compliance or internal audit preferred (eg Certified Regulatory ... Qualifications + 5 + years previous experience in regulatory compliance risk management, compliance audit ,... Compliance Manager, Certified Internal Auditor) Hours & Work Schedule: Hybrid 3 days… more
- Citigroup (Queens, NY)
- …both independently and/or collaborate with multiple stakeholders across Businesses, 2LOD Risk, Internal Audit , Compliance , Finance, and Technology. The ... RWA review requests by other control functions such as COBRA, CRRT, Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group… more