- City of New York (New York, NY)
- …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
- Bloomberg (New York, NY)
- Compliance Investigations and Ethics Officer - Legal & Compliance **New York, NY** Posted May 24, 2024 - Requisition No. 125604 The energy of a newsroom, ... be responsible for supporting the overall management and enforcement of our Compliance Investigations and Code of Conduct. We are looking for an effective… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …around rare diseases and immune disorders. **Summary** The Associate Director, Privacy & Compliance Investigations , is a member of the Compliance Department ... investigations . This position, working with DSI's Data Privacy Officer , will collaborate with other key stakeholders in implementing policies, procedures,… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Role: Compliance Officer ** The Compliance Officer role is based in Englewood or New York ... education program, in reporting to regional senior management on compliance developments, and in conducting investigations , logging... Officers both in North America and globally, the Compliance Officer will be the primary liaison… more
- GE Aerospace (Norwalk, CT)
- …ombuds and open reporting program and will report to the Chief Compliance Officer . **Job Description** **Essential Responsibilities** + Develop vision & ... **Job Description Summary** Global Compliance , Investigations & Ombudsman Leader will set the strategy and lead the GE Aerospace… more
- CUNY (Queens, NY)
- HR Chief Diversity Officer - Diversity and Compliance : York College/CUNY **POSITION DETAILS** York College, founded in 1966, is a center of academic excellence in ... seeking candidates to fill the position of Chief Diversity Officer . York College is located in Queens, New York...the Americans with Disabilities Act, responding to and conducting investigations of non- compliance complaints - Collects and… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF ...provider + Respond to regulatory inquiries + Assist with investigations and disciplinary actions + Provide advisory compliance… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...action to improve driver safety. o Assist with accident investigations as needed. o Contribute to the development of… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- US Courts (Brooklyn, NY)
- …New York is accepting applications for the position of United States Probation Officer within the Supervision Division. The agency is comprised of two divisional ... fair administration of justice, provide community safety, conduct objective investigations , supervise persons under supervision, interact with outside agencies and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Surveillance Compliance officer to join their team in New York. The ... and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique access across markets with… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- US Courts (Brooklyn, NY)
- …New York is accepting applications for the position of United States Probation Officer within the Supervision Division. The agency is comprised of two divisional ... fair administration of justice, provide community safety, conduct objective investigations , supervise persons under supervision, interact with outside agencies and… more
- Sanofi Group (Bridgewater, NJ)
- … compliance program. + Support the North America and Global Specialty Care E&BI Officer by helping to continuously improve the compliance program. + Travel to ... or Monitoring functions focused on issues such as bribery, corruption, healthcare compliance , fraud and/or white-collar investigations . + Experience in managing… more
- CUNY (Queens, NY)
- …Section 504, and the Americans with Disabilities Act, responding to and conducting investigations of non- compliance complaints - Collects and analyzes data for ... Chief Diversity Officer **POSITION DETAILS** Reporting to the President, the...is responsible for overseeing and managing the diversity and compliance staff, campus diversity and compliance initiatives,… more
- Citigroup (New York, NY)
- The Legal Support Sr. Lead Officer is a senior level, non-attorney role, responsible for the management, intake, and preparation of anti-money laundering (AML) and ... and external stakeholders to develop additional information in support of case investigations . + Document all research, analysis, and communications conducted in the… more
- City of New York (New York, NY)
- … efforts. Coordinate with legal and regulatory affairs teams to respond to compliance inquiries, audits, and investigations , and ensure timely and accurate ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more