- MUFG (Jersey City, NJ)
- …Job Summary The Quality Control Professional I is responsible for performing quality control review of KYC files submitted by the Onboarding Unit to ... the First Line of Defense Control Office. Responsibilities: + (85%) Performs quality control reviews of KYC files created by Onboarding team to determine… more
- Morgan Stanley (Purchase, NY)
- …and escalating, managing and reporting control issues with transparency. Responsibilities: The KYC Office Risk and Control Analyst is responsible for ... of ownership and accountability to deliver work products with quality , and high integrity. Required Experience: > 5 years...KYC Office: WM and US Banks Risk and Control Analyst - AVP* **Location:** *New York-Purchase*… more
- Mizuho Corporate Bank (New York, NY)
- …as well as applicable regulatory requirements. In addition to testing in search of any control weaknesses, the AML/ KYC QA Analyst will also assess for and ... QA Analyst will include: + Analyzing CDD/ KYC profiles to ensure that high quality .../AML cases to assess and determine the effectiveness of control and to independently evaluate the work product for… more
- Bank of America (New York, NY)
- Sr Business Control Specialist - Quality Analyst , Anti...control oversight and execution. The job is a Quality Control position focusing on KYC ... enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within… more
- MUFG (Jersey City, NJ)
- …**Job Summary:** The First Line of Defense Unit is responsible to perform the Quality Assurance review of KYC routine review. Operations for both new onboarding, ... May receive delegated responsibilities from management. **Major Responsibilities:** + Perform Quality assurance of client KYC profile completed by … more
- Neuberger Berman (New York, NY)
- …entity documentation review, KYC data gathering and review, performing quality control check before submission for approval, documentation, account funding ... a member of the Private Wealth Centralized Business Services group, the Associate/ Analyst will provide onboarding and business support to Neuberger Berman Private… more
- Citigroup (Queens, NY)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. This role my also be responsible for: +… more
- Bank of America (New York, NY)
- …(AML) is responsible for completing Refresh Activities such as Know Your Customer ( KYC ) and Client Due Diligence (CDD) checks for all clients that do business ... a process that allows for feedback to the impact Analyst to ensure coaching on defects that will alleviate...ensure coaching on defects that will alleviate future inline quality failures. + Monitor daily staffing reports, SLA performance,… more