- MUFG (New York, NY)
- …of our recruitment team will provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will maintain proper KYC ... existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide opportunities for establishment and growth, while… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will maintain proper KYC ... existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide opportunities for establishment and growth, while… more
- Bank of America (New York, NY)
- GCIB / GM KYC Support Director New York, New York;Fort Worth, Texas; Charlotte, North Carolina **Job Description:** Candidate will be a part of the Know Your Client ... ( KYC ) Outreach Support teams within the Global Corporate and...Controls, Operations, HR and other groups as needed + Review Bank policies for team adherence, and consider the… more
- Bank of America (New York, NY)
- Global Markets KYC Outreach VP New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in...Business Controls, Operations, and other groups as needed + Review clients for appropriate activity and liaise with Bankers… more
- Bank of America (New York, NY)
- …key FLU initiatives for GCIB and GM, including multiyear forecasts of deliverables + Review performance, delivery and outcomes of KYC Client Outreach programs of ... GCIB / GM KYC Change Director New York, New York;Charlotte, North...with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in… more
- Morgan Stanley (New York, NY)
- …formulation with a focus on timely execution - Performing Client Due Diligence review in support of the Firm's new client onboarding and existing client regular ... review in accordance with the applicable regulatory program requirements...as US, UK, Germany, Dubai, US, Hong Kong, Singapore KYC requirements and applicable eligibility standards). - Prepare client… more
- MUFG (Jersey City, NJ)
- …Job Summary The Quality Control Professional I is responsible for performing quality control review of KYC files submitted by the Onboarding Unit to ensure ... Office. Responsibilities: + (85%) Performs quality control reviews of KYC files created by Onboarding team to determine if...files created by Onboarding team to determine if the review and research were conducted in accordance with the… more
- Mizuho Corporate Bank (New York, NY)
- …for any examinations, audits or testing, or remediation efforts. + Assisting with review and/or updates of KYC /AML policies and procedures. + Completing ad ... Group. Summary The successful candidate will join the centralized AML/ KYC QA Team of the Financial Crime Unit and...diligence, remain compliant and improve efficiency. + Performing QA review of customer profiling parameter changes due to risk… more
- Bank of America (New York, NY)
- …Clients as well as Bankers, Operations, Risk and other internal functions + Partners with KYC support to review , challenge and communicate the KYC refresh ... with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in...Business Controls, Operations, and other groups as needed + Review clients for appropriate activity and liaise with Bankers… more
- SMBC (New York, NY)
- …its employees. **Role Description** Perform daily processing of client onboarding documentation and KYC due diligence. Verify that client and KYC information is ... Verify and document clients' source of wealth, oversee the collation and review of source documents, and perform basic, additional and enhanced due diligence… more
- Bank of America (New York, NY)
- …Texas **Job Description:** Candidate will be a part of the Know Your Client ( KYC ) Outreach teams within the Global Corporate and Investment Bank (GCIB) and Global ... with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in...Business Controls, Operations, and other groups as needed + Review clients for appropriate activity and liaise with Bankers… more
- Mizuho Corporate Bank (New York, NY)
- …+ Review negative news and sanctions escalations and maintain evidence of the review in the KYC system, escalating to the AML Officer any confirmed or ... + Review and provide guidance on escalations related to the KYC customer onboarding and periodic review /maintenance process including analyzing and… more
- MUFG (Jersey City, NJ)
- …Summary:** The First Line of Defense Unit is responsible to perform the Quality Assurance review of KYC routine review . Operations for both new onboarding, ... assurance of client KYC profile completed by KYC Onboarding team to determine if the review and research were conducted in accordance with the Quality… more
- Citigroup (Queens, NY)
- …pose to the Private Bank. + Determines through reviews of the prospects or client's KYC profile if the banker has provided a high enough quality of Due Diligence or ... with it. + Coordinate groups and efforts to remediate deficiencies in KYC profiles. + Interface with Business, AML, Compliance, Legal, Investigations and Control… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal position with ... Dealer and TD Wealth Management Services Inc.(TDWMSI), with a focus on new account review and suitability for and trades executed in the TDPCW Broker Dealer and… more
- SMBC (New York, NY)
- …Associate handles Quick Decision Model (QDM) submissions, new client on-boarding for KYC as well as identifying new business opportunities and conducting sales ... + Performs new customer onboarding and performs first level review on due diligence adverse news research of customers...for any pending items in QDM, document requests and KYC + Communicates approvals to customers and manufacturer's technical… more
- ManpowerGroup (New York, NY)
- …not limited to reviewing policies and procedures, Management Information Systems, KYC files, OFAC Alerts, Transaction Monitoring Alerts and List Management updates. ... or provide assistance in testing controls within the BSA/AML/OFAC program. + Review policies and procedures to ensure compliance with regulatory requirements. +… more
- Neuberger Berman (New York, NY)
- …for natural person and entity clients. Duties include document preparation, entity documentation review , KYC data gathering and review , performing quality ... and information follow up. + Process account maintenance requests including KYC updates (name changes, personal data updates, address changes, investment objective… more
- Robert Half Legal (New York, NY)
- …of filings for government agencies, documentation for annual meetings and contract review . The Legal Governance Specialist will be responsible for oversight and ... guidance on corporate governance matters, KYC inquiries, vendor management and integration for all business...IP counsel with regard to all trademarks * Contract review , including NDAs and vendor agreements BASIC AND PREFERRED… more
- Citigroup (New York, NY)
- …escalation and resolution + Ensures timely completion of Know Your Client ( KYC ) and other regulatory requirements, in partnership with product partners and ... with RMs and product partners to on-board new clients/new subsidiaries and KYC /initial credit set-ups completed + Coordinates credit requests and approvals from… more