- International Rescue Committee (New York, NY)
- …with data, and more agile and impactful, outcomes-focused program design. The Monitoring , Evaluation, and Learning Officer will lead the monitoring and ... Requisition ID: req54628 Job Title: Monitoring , Evaluation, and Learning Officer , VR&P...review and action planning routines, in collaboration with the Monitoring & Compliance and VR&P program… more
- Hackensack Meridian Health (Edison, NJ)
- …regional compliance officers who are responsible for implementing and monitoring operational components of the network Program . **Responsibilities** A day ... a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance...implementation of specific components of Hackensack Meridian Health ("HMH") Compliance Program (" Program ") across the… more
- Citigroup (New York, NY)
- … Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. + Interacting and working with other ... Serves as a compliance risk officer for Independent ...preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of … more
- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, ... seeking a dynamic mission-driven leader who will oversee the compliance program , functioning independently and objectively to...evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with… more
- City of New York (New York, NY)
- …Office of Accountability, directs and coordinates all aspects of the accountability, compliance (including risk assessment), program monitoring , and ... and practice. Works with the Chief Program Officer in the planning, execution and monitoring ... program 's responses to audits. Provides reports on accountability/ compliance to the Chief Program Officer… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...compliance issue management, new product/business review, complaint handling, compliance monitoring and reporting, compliance … more
- Akumin (New York, NY)
- …Develop, lead and manage a risk-based compliance and privacy auditing and monitoring program to detect, respond to, and remediate compliance violations. ... and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation,… more
- CIBC (New York, NY)
- …to senior management; + **Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in a consistent and ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...is responsible for developing, implementing, and maintaining an effective compliance program to address all relevant OCC,… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program . These will include core pillars… more
- City of New York (New York, NY)
- …- Economic Opportunity & Inclusionary Program (EOIP) Your Impact: As the Labor Compliance Officer for the Division of Labor Monitoring Unit, you will ... Compliance is composed of 5 divisions: - Labor Monitoring Unit (LMU) - Integrity Review Unit (IRU) -...agency's Enhanced Review program . Your Responsibilities: - Monitoring labor law compliance on city-financed development… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... **Responsibilities:** + Managing all aspects of a registered fund compliance program , including: + Annual Rule 38a-1...staff dedicated to registered funds business + Overseeing select compliance monitoring functions + Providing ongoing … more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... support, monitoring and reporting on Citi's interactions with its regulators,...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... support, monitoring and reporting on Citi's interactions with its regulators,...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- Citigroup (New York, NY)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice ... Serves as a senior product compliance risk officer for Independent ...on swaps regulations on a real-time basis to manage compliance risk. + Overseeing the monitoring and… more
- Citigroup (New York, NY)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice ... Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance...in order to partner to develop and apply ICRM program solutions that meet the Research, Marketing, and Content… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... in order to partner to develop and apply CRM program solutions that meet business and customer needs in...and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... the Data & Technology Organization. + Partner with the Compliance Monitoring team pertaining to Data &...to make observations and recommendations for improvement in the Compliance program . + In conjunction with colleagues… more
- Citigroup (Jersey City, NJ)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice ... Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the CitiDirect & CitiConnect and… more
- Citigroup (Jersey City, NJ)
- …consistency and cluster-specific relevancy. The ICRM Global Surveillance and Employee Compliance program encompasses a number of portfolios including trade ... Serves as a compliance risk officer for Surveillance Intelligence...Risk Policies and relevant procedures; preparing, editing and maintaining Compliance program related materials; interacting and working… more