- JPMorgan Chase (New York, NY)
- …access the equity markets as a top-tier equity underwriter. Job Summary As a Trader - Program Trading Risk - Vice President within the Equities business at ... and competitive team. Job Responsibilities + Work as a trader on the US Program Trading (PT) Risk team + Handle trading of large portfolios of stocks +… more
- Morgan Stanley (New York, NY)
- *Electronic Trading Business Controls * Electronic Trading Risk Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity ... this role include: . Implementation and ownership of electronic trading risk controls, designed to enable business...liquidity, both internal and external to Morgan Stanley . Program management of large cross-IED electronic trading … more
- Citigroup (Jersey City, NJ)
- …validation activities for the global Volker Independent Testing Program , Swap Dealer Program and Counterparty Risk and Trading business within Markets ... issues, and root causes. + Developing a valued interactive program of support and compliance risk management...sound decisions, and exhibit initiative and intuitive thinking + Executive presence and a reputation for driving global strategies,… more
- Citigroup (New York, NY)
- …Overview:** The Global Market Risk (GMR) Fundamental Risk of the Trading Book (FRTB) Program Lead will be responsible for leading the development of ... FRTB Implementation. You will represent and support Global Market Risk as co-Sponsor of the FRTB Program ...oversight of all aspects of traded and economic market risk and electronic trading activities at Citi.… more
- Citigroup (New York, NY)
- …transforming data, processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market ... Data & Tech. group within RD&T is responsible for Trading Book Transformation (Counterparty Credit Risk and...Data Assets. + Develop senior management-ready materials for RMEC ( Risk Management Executive Committee) and Regulatory Exams… more
- Citigroup (New York, NY)
- This role is focused on delivering the strategic objectives of the Price Risk program and a key member of the 1st Line Risk & Control function directly ... and effectiveness of the sub-function/job family. **Responsibilities:** + Support the Price Risk Program Initiative lead(s) to drive and support hands-on… more
- SMBC (White Plains, NY)
- …for this position must possess both a deep and wide background exposure in the market risk , products ( trading book) and market risk data (eg, key data ... from an accredited university. + 5-7 years of experience years' experience in program data governance, risk Mangement functions, market risk , regulatory… more
- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Financial Crimes Blockchain Analytics Risk Associate (Financial Services Specialist 4 (Financial Crime Risk ), ... have been at a supervisory level:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit… more
- CIBC (New York, NY)
- …of Global Markets. Attend learning sessions hosted by the Continuous Learning Program as required. **Who You Are** + Knowledge of business/economics typically ... our values - trust, teamwork, and accountability. **Conduct and Risk Culture** Our CIBC risk culture is...a competitive salary, incentive pay, banking benefits, a benefits program *, a vacation offering, wellbeing support, and MomentMakers, our… more
- Citigroup (New York, NY)
- …+ Support the wider Risk Identification & Monitoring Team's Hunting for Risk Framework strategy design and implementation. The program objective is to ... stripes. This will require partnership with Technology, Markets, Operations, and Program Execution teams to facilitate proactive, accurate risk quantification,… more
- SMBC (New York, NY)
- …and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member ... of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- SMBC (Jersey City, NJ)
- …("CRA team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a ... serve as program lead for establishing and maintaining Compliance's own Risk and Control Self-Assessment ("RCSA"), a program managed by SMBC's Operational… more
- MUFG (New York, NY)
- …of Market Risk Management with demonstrated familiarity including Sales and Trading ; and familiarity with Broker - Dealer and applicable regulations, such as DFA ... activities designed to evaluate and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited… more
- Bank of America (New York, NY)
- …with the Enterprise Third Party Program , the Enterprise Data Management Program , Global Markets Sales & Trading , Compliance, Legal, Audit and numerous ... + Establishing new guidelines for the completion of Global Markets Third-Party Deal Risk Assessments + Prepare executive summaries and presentations relating to… more
- Morgan Stanley (Purchase, NY)
- …as necessary in connection with the team's coverage of the Firm's Syndicate, Trading and Executive Financial Services businesses. The attorney will also work ... advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the...Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to… more
- Wells Fargo (New York, NY)
- …unit's risk appetite and all risk and compliance program requirements. + Ability to influence executive decision-making and successfully negotiate ... implementation and management of the First Line of Defense risk program requirements. Within CIB Control, this...best practices. The role will work directly with Sales, Trading , Product, COO and various other support partners across… more
- Morgan Stanley (New York, NY)
- …working groups, and steering committees to ensure effective oversight, decision-making, and risk mitigation. Program Execution and Monitoring * Lead the ... including defining objectives, scope, deliverables, and KPIs. Ensure timely delivery of program milestones and adherence to governance standards. Risk and… more
- JPMorgan Chase (New York, NY)
- …and breadth of scope only possible in a GSIB Financial institution; from trading to technology, research to reporting, strategy to systemic risk management. ... for firm's balance sheet management, asset & liability strategy, trading and issuance related to hedging & corporate actions,...aggregating and managing the firm's liquidity and interest rate risk , managing the risk weighted asset and… more
- Bank of America (Jersey City, NJ)
- …scrutiny to ensure process and control effectiveness, drive efficiency and reduce operational risk . * Fundamental Review of the Trading Book (FRTB) Regulations: ... power to make a difference. Join us! **Job Description:** The Global Markets Risk (GMR) COO team is responsible for ensuring "best-in-class" Operations and Control… more
- Equitable (New York, NY)
- …please reference the link below. Equitable Pay and Benefits: Equitable Total Rewards Program **Job Summary** Reporting to the Treasurer, the Head of Derivatives & ... for overseeing the hedging portfolio, and execution of the trading programs in connection with the hedging portfolio, for...the hedging P&L and report effectiveness of the hedging program to senior management * Enhance operational processes to… more