- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management responsible for the promotion, support, monitoring and reporting on Citi's interactions with its ... regulators. + Establishing and developing effective relationships within Citigroup senior management, front line, second line (including independent risk, finance,… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management Office, with a focus on Institutional Credit Management (ICM), responsible for the promotion, support, ... regulators. + Establishing and developing effective relationships within Citigroup senior management, front line, second line (including independent risk, finance,… more
- Morgan Stanley (Purchase, NY)
- …management policies and procedures. The VP US Banks First Line Business Risk Officer will be responsible for the following: Job Responsibilities: * Ensure the ... of requested documentation prior to submission, and inclusion in exam meetings with stakeholders (ie, process and control walk...management a plus * ACH, SWIFT, ISO 20022, PCI, Reg E, Reg Z and other payment… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, and/or Board; + Assist clients with ... + Draft written compliance programs for AML, consumer compliance ( Reg E, UDAAP, GLBA), fraud, sanctions, etc. including risk... exam preparation; + Draft remediation plans for exam /audit findings and recommendations for Senior Director… more