- Citigroup (New York, NY)
- …interest rate and/or retail credit risk . **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization ... of this role is to drive the execution of regulatory engagements across Independent Risk ...The position will require significant project management and stakeholder engagement to ensure that regulatory engagements are… more
- Citigroup (New York, NY)
- **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a strong and productive engagement ... trends and volume of work associated with Regulatory Engagement Activities for Independent Risk . This includes analyzing trends and proposing solutions… more
- Grant Thornton LLP (New York, NY)
- …completion of, engagement and testing activities + Manage and minimize engagement risk by proactively identifying issues and recommended courses of ... As a Regulatory Compliance and Operational Risk Manager,...achieve more, confidently. Your day-to-day may include: + Perform engagement oversight responsibilities, including performance reviews, task delegation, project… more
- Grant Thornton LLP (New York, NY)
- …completion of, engagement and testing activities + Manage and minimize engagement risk by proactively identifying issues and recommended courses of ... As a Regulatory Compliance and Operational Risk Senior...achieve more, confidently. Your day-to-day may include: + Perform engagement oversight responsibilities, including performance reviews, task delegation, project… more
- Grant Thornton LLP (New York, NY)
- …and emerging regulatory requirements and guidance + Manage and minimize engagement risk by proactively identifying issues and recommended courses of ... As a Regulatory Compliance and Operational Risk Senior...achieve more, confidently. Your day-to-day may include: + Conduct engagement activities including transactional testing, policy, and procedure review,… more
- Citigroup (New York, NY)
- … regulatory legal advice to Citi's businesses and control functions, including the Independent Risk Management ("IRM") and Independent Compliance Risk ... or business/function operations. + Appropriately identify and assess US bank regulatory risk issues when business decisions are made, demonstrating… more
- Deloitte (New York, NY)
- …opportunities to: + Learn how to identify, evaluate, and prioritize business, operational, regulatory , and technology risks as well as risk mitigation strategies ... remediation or change management initiatives as a result of strategic, regulatory , risk -related, technological, or operational evolutions + Strong project /… more
- Citigroup (New York, NY)
- … with Citi's lines of defense. The VRO works closely with the Businesses, Independent Risk Management, Compliance, Legal, Finance, and others. The team oversees ... across a number of Trading Desks and Business Units, engaging functions including Independent Risk , Legal, Finance and Compliance. + Partner with Technology… more
- US Bank (New York, NY)
- …of CAS's Credit Risk Review cyclical risk -based audit plans. As an Independent Risk Review function, Credit Risk Review provides independent ... experience + Ten years of applicable experience + Large Bank experience through risk advisory, internal audit, regulatory oversight, or credit review. + Seven… more
- Neuberger Berman (New York, NY)
- **Summary:** The Counterparty & Third Party Risk Team Lead will be responsible for driving Neuberger Berman's program and framework in the areas of Counterparty ... Risk and Third Party Risk Management ("TPRM")....Partner with the procurement function on setting Third Party engagement standards + Develop KPIs / KRIs with internal… more
- Neuberger Berman (New York, NY)
- …strategies and related governance processes. + Stay abreast of best practices and regulatory requirements in Operational Risk and support benchmarking of the ... Neuberger Berman is an independent , employee-owned, global asset management firm, serving the...evolving needs of our clients. Co-Head of the Operational Risk Group in the New York office of a… more
- Synchrony (New York, NY)
- …+ Knowledge of regulatory rules and guidance in market and liquidity risk + Experience with interest rate risk management software + Strong communication, ... Summary/Purpose:** This role contributes to implementing, maintaining and enhancing the independent oversight framework for Synchrony Treasury's market & liquidity … more
- Bloomberg (New York, NY)
- …and independent asset valuations, assessing liquidity and meeting heightened regulatory requirements. When front, middle and back office functions all work with ... Risk & Valuations Sales Specialist (BVAL), Specialist Sales...and derivative markets, with a solid grasp of the regulatory landscape. You will be comfortable engaging with a… more
- Ankura (New York, NY)
- …investment controls risk and compliance posture + Developing and refining engagement approaches and project plans based on collaboration with team leadership and ... insight and experience across a wide range of economic, governance, and regulatory challenges. At Ankura, we know that collaboration drives results.This position… more
- Ankura (New York, NY)
- …insight and experience across a wide range of economic, governance, and regulatory challenges. At Ankura, we know that collaboration drives results.This position ... supports the Ankura Risk , Forensics & Compliance practice - one of six...of automated systems and tools. + Developing and refining engagement approaches and project plans based on guidance from… more
- Ankura (New York, NY)
- …programs, with particular focus on programs responsive to national security-driven regulatory regimes (eg, ITAR, EAR, CFIUS). Projects may involve advising clients ... agreement, or corporate policies. + Assisting with national security-related independent oversight engagements including oversight of compliance with consent… more
- Robert Half (New York, NY)
- …our clients to be more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled by leading technologies. What ... JOB REQUISITION Risk and Compliance Analytics Manager LOCATION NEW YORK...positive team culture that fosters open communication among all engagement team members. + You create development opportunities for… more
- Ankura (New York, NY)
- …insight and experience across a wide range of economic, governance, and regulatory challenges. At Ankura, we know that collaboration drives results.This position ... supports the Ankura Risk , Forensics & Compliance practice - one of six...of automated systems and tools. . Developing and refining engagement approaches and project plans based on guidance from… more
- Wells Fargo (New York, NY)
- …Maintaining credible, collaborative and influential relationships with senior management, other risk organizations, and regulatory agencies + Evaluate current ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Citigroup (New York, NY)
- …Compliance & Risk IA Leadership Team, contribute to managing IA's regulatory relationships resulting in constructive two-way dialogue, trust in the IA function ... methodology programs. The Internal Audit mission is to provide independent , objective, reliable, valued and timely assurance to the...placed on IA's work related to Legal, Compliance & Risk . Engage actively with the Regulatory Issue… more