- MUFG (Jersey City, NJ)
- …of our recruitment team will provide more details. **Job Summary** Manager of Transaction and Liquidity Systems is a technology leader responsible for managing a set ... of MUFG online systems that offer corporate customers transaction and liquidity management products and services. In this role, the leader drives the end-to-end… more
- Bank of America (Stamford, CT)
- …efficiently (eg, testing) + Executes transaction and controls testing of multiple regulatory reporting audits + Monitors the progress of regulatory and ... Senior Auditor - Regulatory Reporting Charlotte, North Carolina;Stamford, Connecticut;...usage. **Responsibilities:** + Executes audit strategy for the sound application of risk-based auditing by defining audit scope and… more
- S&P Global (New York, NY)
- …10 **About the Role:** **The Team:** _As a global leader in trade and transaction reporting , S&P Global's Cappitech team has been providing RegTech solutions for ... asset managers, insurance companies, and corporates to comply with global regulatory requirements._ **Responsibilities and Impact:** _With the SEC adopting a new… more
- SMBC (New York, NY)
- …reporting requirements a plus. + Experience in a Compliance role advising on the application of CFTC swap transaction reporting rules to the Operations ... focused on providing oversight and Compliance advisory support with respect to swap transaction reporting activities. This will include acting as the main… more
- TD Bank (New York, NY)
- …Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global Markets… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- JPMorgan Chase (Brooklyn, NY)
- The CCAR and Capital team, within Firmwide Regulatory Reporting & Analysis, is responsible for the following reports: FR Y-14M, FR Y-14Q, FRY-14A, as well as a ... As a CCAR Y-14 Reporting & Analysis - Vice President within the Firmwide Regulatory Reporting & Analysis team, you will be an integral part of the end-to-end… more
- JPMorgan Chase (Brooklyn, NY)
- The CCAR and Capital team, within Firmwide Regulatory Reporting & Analysis, is responsible for the following reports: FR Y-14M, FR Y-14Q, FRY-14A, as well as a ... As a CCAR Y-14 Reporting & Analysis, Senior Associate, within the Firmwide Regulatory Reporting & Analysis team, you will be an integral part of the… more
- Citigroup (Jersey City, NJ)
- …product processor and other data platforms for build best in class operational and regulatory reporting platform. + Drive the data architecture and roadmap for ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain… more
- MUFG (Jersey City, NJ)
- …day. A member of our recruitment team will provide more details. **Job Summary** Reporting to the Head of Transaction Banking Technology, the Manager of ... different client segments to uplift the corporate user experience with end-to-end transaction initiation, monitoring and reporting capabilities. + Drive overall… more
- The Cigna Group (New York, NY)
- …shareholder engagement strategies, enterprise financing, corporate responsibility reporting , insider trading, executive compensation disclosure matters, and ... and working in concert with other subject matter experts involved in a transaction ; conduct legal due diligence; draft and review various types of transaction… more
- New York State Civil Service (New York, NY)
- …the BSA/AML laws, regulations, guidance, and best practices, relevant to transaction monitoring, suspicious activity reporting , money laundering typologies and ... blockchain analytics and OSINT tools* Subject matter expertise in transaction monitoring including on-chain and off-chain alerts/investigations* Solid knowledge of… more
- MetLife (New York, NY)
- …for day-to-day support for internal partners. * Provide oversight of AML transaction monitoring activities and the investigation and reporting of suspicious ... or Rejected Transaction reports and Specific License Applications) with applicable regulatory or government agencies. * Keep abreast of US OFAC and local … more
- SMBC (New York, NY)
- …US Chief Credit Risk Officer (US CCRO). **Role Objectives: Delivery** + Oversight of application of SMBC's Credit Risk Policies and Procedures, and adherence to US ... Regulatory Guidelines, to maintain the overall quality of the...first line credit employees; addressing exceptions to policy and reporting on quality of the loan portfolio, and providing… more
- Wells Fargo (New York, NY)
- …and Broker Dealers in US and EMEA) across documentation, withholding, 1099 and 1042-S reporting , cost basis, and financial transaction tax. **In this role, you ... Chapter 3 (NRA), Chapter 4 (FATCA), and Chapter 61 (TEFRA) withholding and reporting requirements + Cost Basis and/or Foreign Transaction Tax experience… more
- S&P Global (New York, NY)
- …data, insights and analytics delivery to the Global marketplace. + Knowledge / experience in Regulatory Reporting or Trade & Transaction Reporting of OTC ... use):** 11 **The Team:** Cappitech Enterprise provides Trade & Transaction Reporting services across various regimes for...our growth strategy for the region and focused on Regulatory Reporting solutions. If successful the role… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Director, FCC Analytics, in the Compliance ... perform the collection, aggregation, analysis and visualization of customer, product, and transaction data. They will develop reports for use by SMBC Americas… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Vice President, FCC Analytics, in the Compliance ... perform the collection, aggregation, analysis and visualization of customer, product, and transaction data. They will develop reports for use by SMBC Americas… more
- JPMorgan Chase (New York, NY)
- …Support Finance, Front Office and management teams across the globe with respect to application of US regulatory capital & liquidity rules (and where they differ ... + Experienced in operational audit and compliance preferred + Experienced in regulatory capital calculation and reporting infrastructures + exposure to… more
- JPMorgan Chase (Jersey City, NJ)
- …or internal stakeholders. + Assisting with ensuring compliance with all reporting regulatory requirements and commitments. + Ensuring appropriate controls ... by soliciting and incorporating stakeholder feedback, as appropriate. + Assisting with reporting needs and partnering with application development teams to… more