- JPMorgan Chase (Jersey City, NJ)
- … President within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including assisting in ... MIS/reporting. You will also assist in the execution of exam -related and ad hoc regulatory requests and...prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management , as applicable… more
- TD Bank (New York, NY)
- …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage… more
- MUFG (New York, NY)
- …request process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management , including meeting scheduling, organization of ... **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened regulatory environments.… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Regulatory Management Lead- Vice President in the Asset & Wealth Management ... at a large financial institution, regulator, or law firm performing legal, regulatory supervision/ exam management , or regulatory enforcement functions +… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Mizuho Corporate Bank (New York, NY)
- …addressed, and validated. Summary The Regulatory Relations Team is seeking a Vice President (" VP ") to primarily support and coordinate supervisory ... regulatory remediation program and associated reporting to senior management and regulators. The VP will liaise...compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management . + Familiarity… more
- Citigroup (New York, NY)
- …The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory reporting, meetings and requests for information. +… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Exam Support:* * Provide support & guidance to management to prepare them for regulatory examinations… more
- Citigroup (New York, NY)
- …Oversight Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management . In this role, you will ... are maintained and followed related to the management of regulatory interactions, including exam management , regulatory meetings and requests for… more
- American Express (New York, NY)
- … Management Risk Pillar Copy ( Exam ): The objective of the CFR Control Management Exam Management team is to support CFR internal and external exams ... streamline and enhance the efficiency and effectiveness of CFR exam management processes. Band Level Copy: CFR...processes. Band Level Copy: CFR is looking for a Vice President of Governance to lead a… more
- Citigroup (New York, NY)
- …Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United States. In ... and followed related to the management of Citi Finance's regulatory interactions, including exam management , regulatory meetings and requests for… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... fielding and coordinating responses to ad-hoc regulatory inquiries; chairing regulatory meetings; and developing reports for senior management . **Job… more
- Wells Fargo (New York, NY)
- …Wells Fargo's Corporate and Investment Industrials Group, is seeking a talented and experienced Vice President , Lead Investment Banker, to join and grow one of ... the industry's fastest growing practices. **In this role, you will:** + The Vice President will be responsible for independently working with clients and… more
- JPMorgan Chase (New York, NY)
- …models are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan ... (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and... teams to deliver fulsome and consistent responses to regulatory inquiries, escalating issues that arise during the course… more
- Morgan Stanley (Purchase, NY)
- …Management * **Title:** *Financial Crimes Governance Support Analyst, Assistant Vice President * **Location:** *New York-Purchase* **Requisition ID:** *3247105* ... verification of Issues and related action plans arising from regulatory exam /monitoring, Audit exam , and...Tableau is a plus * Experience supporting audit and regulatory inquiries and interactions with Board, senior management… more
- Morgan Stanley (Purchase, NY)
- …*KYC Office: WM and US Banks Risk and Control Lead - Vice President * **Location:** *New York-Purchase* **Requisition ID:** *3259589* **Other Locations:** ... conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . Morgan Stanley provides… more
- Citigroup (New York, NY)
- Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and ... and continually enhancing the framework to identify, assess, control, and monitor regulatory communication. + Providing regular updates to management (including… more
- M&T Bank (New York, NY)
- …in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one ... **Overview:** This Vice President level role provides guidance...and testing. + May interact with State and Federal Regulatory Agencies, numerous risk and executive management ,… more
- City of New York (New York, NY)
- …Transactions Senior Project Manager to join our team. Under the direction of the Vice President for Transactions, the Senior Project Manager is responsible for ... the successful execution of development initiatives. Key responsibilities: 1. Project Management : - Oversee and manage multiple PACT transactions, ensuring alignment… more
- PSEG (Bethpage, NY)
- …serves as a member of the PSEG Long Island leadership team reporting to the Vice President of Business Services and will be responsible for directing and ... executive level education, to include Finance, Strategic Management , and Security Management + CPP (Certified Protection Professional) (by exam ) + Broad… more