- Creative Financial Staffing (New York, NY)
- …completing audits in accordance with established timelines and audit standards. Perform risk assessment and develop appropriate audit procedures to address ... identified risks. Conduct detailed audit testing of financial statements, systems, and controls ...audit testing of financial statements, systems, and controls to ensure accuracy and compliance with applicable regulations.… more
- MUFG (New York, NY)
- …execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing ... identification and assessment of operational and technology risk , effective design and evaluation of controls ,..., and sustainable solutions to mitigate operational and technology risk . Control testing is an… more
- SMBC (New York, NY)
- …required timelines, with appropriate updates to policies, procedures, and controls . + Risk and Control Self- Assessment (RCSA): Oversee the RCSA process ... benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing ,...and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA)… more
- MUFG (Jersey City, NJ)
- …Cybersecurity Horizontal Reviews, and ITIL in complex environment + Exposure to risk assessment / testing methodologies evaluating the adequacy and efficiency ... our recruitment team will provide more details. RESPONSIBILITIES + Assessment project support involving complex data analysis, reconciliation and...support + 3-5 years' experience in a data analytics, risk & control or audit function REQUIRED… more
- Citigroup (Jersey City, NJ)
- …with transparency. **Qualifications:** + 6-10 years of experience in an Audit, Compliance Testing , Monitoring, Risk Assessment or Legal role, preferably ... of key controls designed to address compliance risk ; reporting and escalating control issues and...Compliance Independent Assessment (CIA) plans for Banking Controls . + Utilizing innovative compliance testing /monitoring solutions… more
- Google (New York, NY)
- …processes and standards to ensure the accuracy, consistency, and integrity of compliance testing and risk assessment activities, including reviewing ... you will be responsible for evolving and transforming Google's Risk Assessment , Assurance and reporting programs to...tech-enabled. You will be responsible for the monitoring and testing of controls , reporting on control… more
- Mizuho Corporate Bank (New York, NY)
- …+ Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing , and Issues Management + ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies,… more
- Mizuho Corporate Bank (New York, NY)
- …MMA, a registered OTC Derivatives Dealer, and to Mizuho US operations (MUSO). + Execute risk -based controls testing and present testing results and issue ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...least 3 years in a Compliance function, focusing on testing , auditing, or risk assessment .… more
- Deloitte (New York, NY)
- …include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across ... markets organization or broker-dealer, including execution and oversight processes, risk assessment , reporting, controls , testing , and data analytics +… more
- JPMorgan Chase (New York, NY)
- …Training and Awareness, Monitoring and Testing , Issue Management, Risk Assessment and Reporting and Risk Control Self- Assessment . **Job ... Business and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. In this...Bachelor's degree + 5+ years of relevant experience in Risk , Compliance or Controls + Familiarity with… more
- American Express (New York, NY)
- …that we are currently hiring for include: + Governance + **Issues, Events & Remediation** + ** Risk ID, Assessment , Testing & Reporting** + **Process Risk ... become better leaders every day. The US Consumer Services Control Management team's mission is to help identify, assess,...to help identify, assess, mitigate, and report on Operational Risk to ensure that we deliver on the customer… more
- Synchrony (New York, NY)
- …and process feedback. + Ensure timely delivery of high-quality deliverables that include risk assessment , testing , and review workpapers; reports; and ... assessment of regulatory reporting compliance risks and with the development of risk -based monitoring and testing plans. + Performance and documentation of… more
- Guardian Life (Holmdel, NJ)
- …Direct Assistance, and any other IA initiative. Responsibilities include internal controls testing , execution on core services (ie, risk assessment and ... **TITLE: Senior Specialist, Controls Assurance** Under the direction of Audit Management,...work. **You Will:** + Lead and implement MAR program ( risk assessment , scoping, testing , roll… more
- SMBC (New York, NY)
- …relevant aspects of the control environment including issues management, audits/reviews, Annual Risk Assessment , testing of controls and customer ... team leader is expected to contribute to leading the internal execution and risk management process supported by Lending Management Group members. This position is… more
- Citigroup (New York, NY)
- …crucial role in supporting definition and implementation of Data Risk Control Framework, associated processes for Data controls , and monitoring and reporting ... This role will support multiple leaders within the Data Risk Controls organization and assist them with...Legal, Operations and other cross functional partners to support assessment of the data control environment and… more
- Citigroup (New York, NY)
- … solution, that monitors and tests business controls defined per firm's Risk and Control Self- Assessment (RCSA) platform. Building analytical tools to ... Control and Monitoring Solution that facilitates monitoring and testing of controls defined in firm's ...testing of controls defined in firm's Risk and Controls Self- Assessment (RCSA)… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department Americas ... will report to the Director who serves as Compliance Risk Assessment team leader and will assist...the Compliance Department, including with respect to documenting key controls as well as driving monitoring and testing… more
- Mizuho Corporate Bank (New York, NY)
- …Change, Compliance Testing , and Issues Management to ensure Compliance Risk Assessment results are consumed downstream Required Qualifications + Four-year ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...compliance risks Summary ACD seeks a Vice President, Compliance Risk Assessment within the Compliance Risk… more
- JPMorgan Chase (Jersey City, NJ)
- …and monitor risks and implement effective controls . Your role in risk identification, control evaluation, and security governance is crucial in advising ... execute recovery plans efficiently and effectively. As a Tech Risk & Controls Senior Associate in Corporate...such as technology refresh from provisioning, through build, to testing and implementation. + Understands technology controls … more
- CIBC (New York, NY)
- …credit, market, operational and strategic risks. + Working with front-line staff and Risk Management to propose appropriate control thresholds based on any ... + Identifying, reporting on; and escalating when metrics exceed control thresholds (eg, early warning risk trigger,...and procedures as well as adherence to, and successful testing of, internal controls and logical access… more
