- Capgemini (New York, NY)
- …build a more sustainable, more inclusive world. **Job Description** **Job Title :** Sr. Securities practice Manager **Location :** NYC **Job Description** : ... business analysis of securities change initiatives is also critical. A Securities Practice Manager will initiate, plan, manage and drive initiatives that… more
- American Express (New York, NY)
- …Corporate Securities Group of the General Counsel's Organization is seeking a Manager & Counsel to advise on corporate securities and transactional matters. ... governance documents + Manage processes for regulatory filings and securities law compliance + Monitor securities law...enterprise **Skills and Qualifications:** + JD with admission to practice law in New York + 3 years' work… more
- Citigroup (Jersey City, NJ)
- …results oriented. + Strong awareness of both external and internal best practice perspectives, maintaining a balanced and fresh viewpoint. + Demonstrated ability to ... goals. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- TD Bank (New York, NY)
- …and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you will play ... international issuers. + Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders,...of the position, the incumbent must be qualified to practice law in NY State with a minimum of… more
- Wolters Kluwer (New York, NY)
- …inquiries. This is an individual contributor role reporting to the Manager , Content Management - Legal and Regulatory. **RESPONSIBILITITES** + Track regulations ... **QUALIFICATIONS** **Education:** + Law degree with 8+ years of practice or research experience OR, + Master's degree with...+ Media or publishing industry experience. + Experience in securities , banking, or antitrust law. **TRAVEL:** up to 5%… more
- S&P Global (New York, NY)
- …12 **The** **Role:** Associate Director, US Public Finance - **Cross Analytic Practice Expertise (CAPE)** **The Location:** (flexible) Chicago, IL / Dallas, TX / ... related to credits, as assigned by a more senior manager . CAPE is a unique team, given its cross...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Capital One (New York, NY)
- …Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the ... as necessary. The broker dealers being supported include Capital One Securities , Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers"… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- The Brattle Group (New York, NY)
- …the firm's Securities & Finance practices. Reporting to the Senior Manager of Marketing and Business Development, this individual will work closely with key ... firm, is looking for a **Marketing and Business Development Manager ** to join our **Boston, Chicago, New York, or...implementing marketing and business development strategies at the individual, practice , and management group level + Serving as a… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Deloitte (New York, NY)
- …any of these questions, you should consider a career in Deloitte's Business Tax Services practice ! What You'll Do As a Tax Manager within the Financial Services ... following accreditations obtained: + Licensed CPA in state of practice /primary office if eligible to sit for the CPA...Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Neuberger Berman (New York, NY)
- …reporting, tracking, and presentations to senior management + Facilitate best practice process management with various operational and administrative areas of the ... 5+ years experience in financial services operations + Broad knowledge of the securities industry and variety of investment vehicles + Knowledge of general … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more