- TD Bank (New York, NY)
- … Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies; effective and ... and regulatory requirements. The Global Markets Venue Management (GMVM) Associate specifically supports the GMVM Director in the remediation of identified risks… more
- JPMorgan Chase (Brooklyn, NY)
- …offers high visibility and the chance to develop extensive working relationships. As a Regulatory Reporting Senior Associate within the CIB Controllers - ... high-impact opportunity to ensure regulatory compliance and reporting for JP Morgan Securities LLC and...(FINRA, SEC, CME, NFA, PwC, etc.) + Experience in regulatory reporting within a financial institution. +… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (Jersey City, NJ)
- …& options, currency futures, treasury futures & options, etc. The Regulatory Trade Reporting team is looking to hire an associate to be responsible for the ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing markets. As the… more
- Morgan Stanley (New York, NY)
- …* Setting of trading limits and defining appropriate limit structure governance * Regulatory reporting governance * Conducting risk reviews of sales and trading ... the front-office processes is also preferred, particularly: o Electronic Trading Governance o Regulatory requirements o Regulatory Reporting * Experience in… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $125,000 - $165,000 USD TD is committed to providing fair ... more specific details for this role **Job Description:** TD Securities offers a wide range of capital markets products...day. **Job Overview:** TD Cowen is looking for an Associate to join its Consumer - Hardlines Equity Research… more
- Citigroup (Jersey City, NJ)
- …and trade capture + Reconciliations + Trade break investigation and resolution + Regulatory reporting + Client solutions + New market and product development ... The Securities & Derivatives Sr Supervisor is an intermediate...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- PNC (New York, NY)
- …for an experienced portfolio management and balance sheet analytics director. As an Associate Director in ALM Investments - Portfolio Management, you will be based ... to fixed-income portfolio analytics and attribution, forecasting and analysis of securities and swap net interest income, portfolio stress testing, as well… more
- SMBC (New York, NY)
- … as well supporting settlement, trade support, and internal as well as regulatory reporting . The position requires an in-depth understanding of the new ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- MUFG (New York, NY)
- …or on the capital market side distributing and trading Asset Backed Securities (ABS) and Collateralized Loan Obligation (CLO) transactions. The candidate will be ... the creation and delivery of various control, financial, accounting, and reporting for SPG. **Responsibilities:** + Creation of daily/weekly portfolio reports… more
- MUFG (New York, NY)
- …and investment, commercial, and consumer banking, as well as transaction banking, securities , wealth management, and more. Our 13,000 colleagues in the Americas are ... risk matters including liquidity management, assumption development, forecasting and reporting . The incumbent will support enhancing the liquidity management across… more
- TD Bank (New York, NY)
- … Securities **Job Description:** **Job Overview** TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to join its Healthcare, ... analysis research reports (eg, initiating coverage reports, thematic reports, quarterly reporting initiatives, and marketing packages) + Assists in the development… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Morgan Stanley (New York, NY)
- …activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting , Digitization, Business Management, Capital Requirements and ... dynamic environment > Strong technical skills including Excel, PowerPoint, and MS Project > Regulatory reporting and/ or CCAR experience is a plus *What you can… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Associate - Junior Loan Workout Specialist We are seeking an Associate - ... statements (including key performance indicators ("KPIs") and 13-week cash flow reporting ) and develop financial models with Senior Workout Specialists to: (i)… more