- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior AML Financial Crime Risk Investigator conducts end to ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior AML Financial Crime Risk Investigator conducts end-to-end… more
- TD Bank (New York, NY)
- … Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Oversight oversees the team and leads 2nd-line ... and handling complex/high-risk matters and escalations. The Senior Manager, AML Financial Crime Risk Oversight will manage a team responsible for… more
- Quantexa (New York, NY)
- …successful in this role you should have the following: + Strong experience in financial crime prevention within an AML -related domain, preferably with ... to help guide the development and strategy for Quantexa's AML and broader financial crime ...demonstrations to highlight the capability of Quantexa to both senior stakeholders and at events/conferences, creating thought leadership material… more
- Citigroup (New York, NY)
- …regarding various compliance topics, including anti-money laundering and other financial crime regulations and investigations. Cyber responsibilities include: ... The Senior Lead Counsel for Compliance and Security &...advising Citi's Compliance function, including on matters related to financial crimes. Compliance and Security & Investigative Services responsibilities… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The primary ... responsibility of the Financial Crime Policies & Procedures Specialist is to set and maintain the requirements for the US Financial Crimes Risk Management… more
- Morgan Stanley (New York, NY)
- …for Bank Management; decision significant client matters that pose potential financial crime risk; and represent GFC in senior forums, exams, and audits. The ... system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts. Including governance, oversight,...the US Banks. This role will work closely with senior leaders across First Line Financial Crimes,… more
- Deloitte (New York, NY)
- …be on the forefront of helping clients meet the myriad challenges of financial crime issues. Using advanced analytics capability and deep technical experience, ... subject matter team helps our top clients mitigate the risks associated with financial crime , terrorist financing, sanctions violations, as well as to improve… more
- MetLife (New York, NY)
- …to develop and implement appropriate global and regional policies and procedures. The Anti- Financial Crime Compliance team (AFC) within CRM is responsible for ... * Engage with 1st and 2nd line personnel on anti- financial crime program elements by providing effective...and relevant partners informed of the current status of AML , Sanctions and AB&C activities. * Identify financial… more
- Guidehouse (New York, NY)
- …clients through the selection, implementation, testing, and calibration/tuning of financial crime compliance technology solutions, covering transaction ... review the supporting documentation for the selection and implementation of BSA/ AML and sanctions technology solutions, including the selection of detection… more
- Morgan Stanley (New York, NY)
- …management and technology teams to ensure all system and process changes comply with financial crime regulations ( AML , KYC, sanctions, etc.). * Conduct ... services, with significant experience in technology-driven initiatives. * Familiarity with financial crime compliance ( AML , KYC) and regulatory… more
- Morgan Stanley (New York, NY)
- …compliance, or related areas within financial services. * Basic understanding of financial crime regulations ( AML , KYC, and sanctions) and risk ... stakeholders. Risk & Control Monitoring: * Support the monitoring of key financial crime risks by tracking governance-related activities and ensuring risks… more
- Scotiabank (New York, NY)
- …inclusive work environment **What You'll Bring** + Post-Secondary education and/or Financial Crime related professional designations + 6+ years of ... Senior Manager, Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:**...services industry, with a proven track record in mitigating Financial Crime Risk including Anti-Bribery & Anti-Corruption,… more
- Citigroup (New York, NY)
- …has responsibility for supporting the ongoing implementation and enhancement of the TTS Financial Crime control framework and governance within the 1st Line of ... & Regulatory Management team. The incumbent will promote effective Financial Crime risk management solutions by working...we'll need from you** + Strong professional experience in Financial Services (10 years plus), preferably in AML… more
- Morgan Stanley (New York, NY)
- …Regulatory Compliance & Controls: * Ensure that the governance program complies with financial crime regulations (eg, AML , KYC, sanctions), and that ... compliance, or related roles within financial services. * In-depth understanding of financial crime regulations, including AML , KYC, and sanctions, as… more
- Bank of America (Stamford, CT)
- …as other diverse lines of business and specialty areas; + Experience in US financial crime regulations including OFAC, + Support the execution of sanctions audit ... Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut;...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- TD Bank (New York, NY)
- …and will be able to build rapport with key risk and control areas. The Manager, AML Financial Crime Risk Management role leads and develops a team of ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Anti-Boycott Manager will be… more
- Morgan Stanley (Purchase, NY)
- …be responsible for managing the firm's issues and action plans in relation to Financial Crime risk. *The ** Financial Crimes Governance Support analyst ... Audit. * #LI-AJ1 * *Required Experience:* * Minimum 5 years of experience in financial crimes/ AML * Bachelor's degree * Experience supporting financial … more
- Morgan Stanley (New York, NY)
- …in place to support the identification, assessment, mitigation, and reporting of financial crime risks. The individual will work closely with cross-functional ... * Collaborate with key stakeholders to identify and mitigate financial crime risks, ensuring that governance processes...comply with all relevant laws and regulations related to financial crimes, including AML , KYC, and sanctions… more
- SMBC (Jersey City, NJ)
- …regulator relationship, communication and interaction with US regulatory agencies. The US Financial Crime department is responsible for ensuring the compliance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC Compliance Department works closely… more