- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit leadership, in providing ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager supports the...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... AUDIT II- WEALTH* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- Bank of America (Stamford, CT)
- Audit Manager , Global Financial Crimes Charlotte, North...focus of testing will be to assess compliance with Bank Secrecy Act ( BSA ) ... Connecticut; Chicago, Illinois; Providence, Rhode Island; Wilmington, Delaware **Job Description:** At Bank of America, we are guided by a common purpose to help… more
- PNC (East Brunswick, NJ)
- …to hire a Sanctions Senior Advisor within PNC's Independent Risk Management (IRM) Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) Global Sanctions ... or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA... Secrecy Act , AML, USA PATRIOT ACT and Sanctions Program. Serves as a senior… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** US Bank is seeking a **Business Risk Manager **...role partners with their assigned Line of Business, other Risk/Compliance/ Audit (RCA) professionals, and RCA Managers to, depending on… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...the preparation and participation in audits, regulatory exams, and senior management requests. + Develop and produce internal management… more
- Bank of America (New York, NY)
- …and other support partners in the planning and execution tasks * Technical understanding of Bank Secrecy Act , AML and Sanctions related laws, rules and ... York;Charlotte, North Carolina; Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common...be able to navigate across multiple FLU Executives and Senior Leaders. The candidate will be responsible for assignments… more
- SMBC (White Plains, NY)
- …Model Validation Specialist that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The Compliance Model ... standards. Draft policies and procedures for model development and maintenance. Audit policies and procedures. Create a number of backtesting methodologies to… more