- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking ** Senior ** **Lead Compliance Officers** in Corporate Risk as part of **Equity Sales and Trading Compliance .** ... and business divisions at wellsfargojobs.com . Equities Sales and Trading Compliance provides coverage for Cash, Derivatives, Electronic Trading, Research Sales,… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment ... for the five New York City pension systems. The Senior Investment Officer will report...Trustees; - Monitoring the portfolio of existing fund and co- investments to ensure compliance with the terms… more
- New York State Civil Service (New York, NY)
- …real-time risk information need by the CIO and senior management;* The Chief Investment Risk Officer will manage a staff of risk analysts and also serve ... in annual earned premium and over $20 billion in assets.Under the direction of the Chief Investment Officer (CIO) the Chief Investment Risk Officer will… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US...regulatory matters and provide clear and insightful guidance to senior management and investment management personnel; +… more
- Citigroup (New York, NY)
- …communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to ... Group and offers a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The Private Bank… more
- Bank of America (Paramus, NJ)
- Senior Trust Officer Florham Park, New Jersey;Paramus, New Jersey; Princeton, New Jersey **Job Description:** At Bank of America, we are guided by a common ... job is responsible for managing a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries involving multi-generational… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that is responsible for implementing ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- JPMorgan Chase (New York, NY)
- … Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief Investment Office Credit Risk and the Portfolio ... Investment Office's fixed income portfolio which includes diversified investments across securitized and non-securitized asset classes. In this role, you… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... controls relating to business risks. Create audit reports for review with senior audit management and business leadership. Facilitate audit issue tracking to ensure… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... and data gathering / sharing through partnerships with units such as finance, compliance , legal and IT. Network within the industry through meetings, events and… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely… more
- Citigroup (New York, NY)
- …billion and generated $10 billion of revenue in 2023. The Lead Financial Officer role is a critical leadership role covering credit card partnerships with iconic ... value while delivering on financial targets. Finance led activities include: investment and marketing allocation; pricing and product value proposition decisions,… more
- Callen-Lorde Community Health Center (New York, NY)
- CHIEF FINANCE OFFICER Job Details Job Location Callen-Lorde Community Health Center - Manhattan - New York, NY Position Type Full Time Education Level 4 Year Degree ... to set and enforce financial standards, policies, and procedures to ensure compliance with regulatory guidance. This includes requirements such as NYS Article 28,… more
- AECOM (Long Island City, NY)
- …and/or highly visible construction and modernization projects under the guidance of a senior -level SCA Project Officer . + Ensure the quality and high standards ... better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We...**Job Description** AECOM is seeking a **Construction Management Project Officer ** to be based in New York, NY. Will… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Senior Credit Officer with strong credit and quantitative skills to analyze ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...but not required. As part of SMBC's 2LoD, the Senior Credit Officer 's main responsibility entails the… more
- JPMorgan Chase (New York, NY)
- …and portfolios. + Enhance risk oversight processes, policies, and procedures for Investment , Liquidity and Counterparty Risk, ensuring compliance is maintained + ... Managementhas one of the industry's most comprehensive and well-regarded alternative investment businesses, with more than $170 billion in Assets Under Management… more
- Bank of America (New York, NY)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... reports on key indicators for changes in credit quality to communicate to senior management + Ensures adherence to policy and standards and performs due diligence… more