- Santander US (New York, NY)
- Senior Director , AML Compliance Model Validation New York, United States of America The Senior Director , Model Validation for Santander US ... be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and… more
- Citigroup (New York, NY)
- …regulatory and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US ... matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the...in the development of all team members.** **Serve as AML Representative to Senior Governance meetings for… more
- Citigroup (Jersey City, NJ)
- …activities. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism ... Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This individual understands...training is provided to the Business lines and other AML Compliance employees, and, as needed, participate… more
- Ankura (New York, NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... preparation; + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as an Enhanced Due Diligence Director in Operations to oversee processes related to the Enhanced Due Diligence program. The ... Director will support the execution of the Firm's EDD...the implementation of internal policies, provide periodic reporting to senior stakeholders, and make recommendations to improve procedures governing… more
- Scotiabank (New York, NY)
- …with stakeholders, preparation of credit presentation recommendations and presentation at Senior Credit Committee. The Director oversees the Securitizations ... Director , Financial Institutions - Securitizations, Global Risk Management...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk.… more
- Morgan Stanley (New York, NY)
- …10 yearsof experience inproject management * 5 years of experience in financial crimes/ AML * Have a bachelor's degree in Business, Finance, or another related field ... * Experience managing compliance projects and/or exams *Ability to:* * Take initiative, analyze, summarize, and communicate effectively * Multitask effectively and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions, and conduct risk **What You'll Bring** * 5+ ... Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:**...will be to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Citigroup (New York, NY)
- …with functions that cover Information Security, Continuity of Business, Fraud, Data, Compliance , AML , and Records Management, along with the Operations and ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This… more
- Scotiabank (New York, NY)
- Senior Manager, Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:** 206608 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... We work together to drive ambition for every future! **Purpose** The Senior Manager, Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success of… more
- SMBC (Jersey City, NJ)
- …for submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into ... data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** _Experience/Knowledge:_… more
- SMBC (Jersey City, NJ)
- …Reporting to the Director , Sr. Manager, Analytics, in the Compliance Department, Americas Division, the Senior Data Analyst executes large-scale ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department ... Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As..., Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will… more
- Scotiabank (New York, NY)
- …relationships for the portfolio + Collaborating with the Technology, Sales, Pricing, AML , Risk, Compliance , Internal Control teams (and other support functions) ... revenue, growth and customer satisfaction by: + Supporting the Director - US Business Deposit Products, the Product Owner(s),...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk,… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... also fit for purpose. The role reports to the Director , Global Markets Supervision (Equities), and will provide primary...policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct… more
- City National Bank (Jersey City, NJ)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more