- City National Bank (New York, NY)
- **REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS ** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City ... Operations .The role will support corporate governance enhancement routines, controls implementation and monitoring, development and maintenance of procedure… more
- MUFG (Jersey City, NJ)
- … remediation. The role will report directly into the Vice President, who oversees Risk and Control for the Agency function in the US. **Major Responsibilities** ... + 3-5 years' experience in the role of Administrative Agent, either from an operations or risk perspective. + Comprehensive knowledge of the Syndicated Loan… more
- MetLife (Bridgewater, NJ)
- …cascading of certain policy or regulatory considerations and execution within RIS Operations . . Appropriately assess risk when business/operational decisions are ... role is a team member of the RIS Operational Controls and Projects Team located in Tampa aligned to...fraud investigations and reporting along with ensuring the proper control environment is in place to drive a consistent… more
- MUFG (New York, NY)
- …. Assess and test the effectiveness of established operational risk management controls . . Complete risk and control self-assessments (RCSAs) . ... recruitment team will provide more details. **Position Summary:** The Risk and Controls Vice President supports the...also assist in the remediation and management of operational risk issues and/or identified control weakness. This… more
- JPMorgan Chase (Jersey City, NJ)
- …controls . + Excellent command of Cybersecurity organization practices, operations risk management processes, principles, architectural requirements, ... environment designed for high achievers. As a Product Manager - Cybersecurity Resiliency, Risk & Controls , you will be instrumental in protecting our… more
- JPMorgan Chase (New York, NY)
- …Command Center. + Develop strong working relationships with Sales, Client Service, Operations , Risk Stripes and functional partners (finance) as needed. + ... developing policy and procedure to drive governance, awareness and control across Credit Risk with regards to...and procedure, in order to assess impact to Credit Risk and present to senior team members… more
- Google (New York, NY)
- …etc.). + Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and identifying associated controls across all ... driving scaled, data-driven, and policy-based compliance programs. We manage our operations through risk -based prioritization and governance and consistent and… more
- Google (New York, NY)
- …privacy and security regulatory landscape and adjacent risk areas including risk assessment methodologies and internal control frameworks. + Ability to ... scaled, data-driven, and policy-based compliance programs. We manage our operations through risk -based prioritization and governance and...control sets for a given policy to ensure control coverage and consistency of controls across… more
- Mizuho Corporate Bank (New York, NY)
- …+ Provide an independent review and effective challenge of the Mizuho US Operations ' Liquidity Risk Management practices and assumptions (including those of the ... IRF team in managing the overall 2LOD IRF framework by assessing the material liquidity risk processes of the Mizuho US Operations (MUSO). + Support the Head of… more
- Mizuho Corporate Bank (New York, NY)
- …instilling a Culture of Compliance across the bank and by assessing Compliance Risk and developing and implementing compliance controls and programs such as: ... About the Team Americas Compliance, as a control function within the firm's second line of...Risk Management team to support the Mizuho US Operations Compliance Risk Assessment Program. This role… more
- Citigroup (Rutherford, NJ)
- …The **InfoSec Risk Oversight Management Lead** will provide audit support, risk and control oversight, project and program oversight, customer relationship ... solutions **Qualifications** + 5+ years' experience in a Business Analyst, Technology Operations , Business Operations , Audit/ Risk Management or Project… more
- Deloitte (New York, NY)
- Financial Services Investment Operations Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging ... critical to the success of our clients. As a Senior Consultant, you will have opportunities to: + Learn...Direct working experience related to product management, regulatory compliance, risk management or controls oversight + Direct… more
- Citigroup (Jersey City, NJ)
- …to support a strong end to end control environment:** + Work with Finance and Operations Risk & Control to ensure Markets Operations are compliant ... is to strengthen the books and records discipline and control framework within Markets Operations . The function...senior colleague/ client commitment. + Articulates clearly how risk technology supports unit's business, as well as the… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing ... comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day one, you'll… more
- Citigroup (New York, NY)
- …role will work with senior leadership and partners across Front Office, Operations , Legal, Compliance, Risk and Audit. **Responsibilities:** + Assist in the ... provide governance over the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control … more
- Citigroup (Jersey City, NJ)
- …internal policies and adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls ; to protect our ... Citi stakeholders** : Partnering closely with key groups such as Legal, Operations , Technology, Client Onboarding, Markets businesses, and risk functions,… more
- Citigroup (New York, NY)
- The head of the Risk & Control for Cash Services Operations is part of the broader Risk & Control function within the COO organization for ... Operations & Technology. The Risk & Control function is responsible for...ensure succession planning. **Qualifications:** + 15+ years experience in Risk & Controls , preferably in financial services;… more
- City National Bank (Jersey City, NJ)
- …of the Bank's risk management practices, governance processes, system of internal controls for the Risk Management platform: Enterprise Risk , Model ... for projects of medium to high complexity with a risk -based audit approach.Assesses risks and controls , designs...5 years of audit or related experience in banking operations , compliance, and/or risk management activities. +… more
- Citigroup (New York, NY)
- … risk appetite and be able to review and challenge business stakeholders risk "asks" + Establish limit structures/ controls and processes to ensure that ... clients operate within limits. + Build real-time risk and margin controls and processes to...client risk reports for consumption by independent risk and senior product stakeholders. + Work… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... risk behaviors, providing day-to-day Compliance advice relating to operations , financial requirements, and guidance on the supported function/business/product and… more