- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Trade Transaction Regulatory Reporting Director* ... skills required for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms investigation and… more
- Bloomberg (New York, NY)
- …our meet the latest regulatory changes + Analyze the requirements for Trade and Transaction reporting across global jurisdictions including but not ... with clients **You'll need to have:** + 5+ years working in Regulatory Trade or Transaction Reporting with a end venue such as GTR or UnaVista + A… more
- TD Bank (New York, NY)
- …treasury advisory services on large and complex liquidity, payments, and trade finance needs. The business constantly changes with macroeconomic conditions, ... GTB business lines continue to evolve to provide optimum trade finance, liquidity, and payment solutions to clients. GTB...to provide "One-TD" solutions to our clients **Job Description:** Reporting directly to the US Head of Origination, GTF,… more
- SMBC (New York, NY)
- …focused on providing oversight and Compliance advisory support with respect to swap transaction reporting activities. This will include acting as the main ... contact within Compliance for questions regarding swap transaction reporting , participating in related governance forums and industry groups, and partnering with… more
- Capgemini (New York, NY)
- …Project management (waterfall and agile) o Business analysis o Trade and transaction reporting o Regulatory change o Operations transformation o Process ... and controls, optimize how they leverage market infrastructure solutions and address regulatory requirements and market change, such as US Treasury Clearing and… more
- Citigroup (Jersey City, NJ)
- …and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. ... of relevant changes to rules/regulations and other industry news including regulatory findings. + Overseeing the monitoring and identification of regulatory… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- SMBC (New York, NY)
- …team in credit, administration, marketing, execution and related data analysis and reporting relating to activities for Trade Working Capital Finance Business. ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...in quarterly and annual portfolio review and related management reporting . + Responsible for ad-hoc requests from team leader… more
- Citigroup (Queens, NY)
- …Citi's Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory Reporting Interpretive Office covering US Basel regulatory ... Key stakeholders include Risk Management, Accounting Policy, Legal, Product Control, Regulatory Reporting , and the business. + Participate in cross-functional… more
- Santander US (New York, NY)
- …Researches and analyzes new products, systems, and/or best practices within the Regulatory Reporting environment. Reviews, reconciles, or analyzes General Ledger ... Demonstrated competence of accounting practices and procedures, including US GAAP/IFRS and regulatory reporting standards. Experience working with Regulatory … more
- Citigroup (Jersey City, NJ)
- …product processor and other data platforms for build best in class operational and regulatory reporting platform. + Drive the data architecture and roadmap for ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain… more
- Bank of America (New York, NY)
- …manner to meet Transaction Reporting requirements + * Ensure trade bookings are compliant within existing regulatory frameworks such as Volcker CFTR, ... direct communications to CFD Trading Des + * Monitor transaction flow in various trade capture systems...Trading Assistant OR Fixed Income Operation * Excellent Excel reporting -related skills * Detail-oriented to operation trade … more
- Scotiabank (New York, NY)
- …presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & ... and COO areas coverage, requiring an individual with a good understanding of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As… more
- Tradeweb (New York, NY)
- …our compliance culture at Tradeweb + Monitor and oversee the completion of periodic regulatory reporting requirements on behalf of the compliance function + Work ... cross functional teams. You will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You… more
- MetLife (New York, NY)
- …for day-to-day support for internal partners. * Provide oversight of AML transaction monitoring activities and the investigation and reporting of suspicious ... or Rejected Transaction reports and Specific License Applications) with applicable regulatory or government agencies. * Keep abreast of US OFAC and local … more
- SMBC (New York, NY)
- …as well supporting settlement, trade support, and internal as well as regulatory reporting . The position requires an in-depth understanding of the new issue ... form of identifying duplicate orders among other tasks, facilitating hedges, booking/matching trade tickets, booking P&L, reporting to various parties including… more
- SMBC (New York, NY)
- …conditions and risk appetite. Calculate counterparty exposures and potential losses for regulatory reporting including capital adequacy. Perform testing / due ... Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the… more
- JPMorgan Chase (New York, NY)
- …+ Experienced in operational audit and compliance preferred + Experienced in regulatory capital calculation and reporting infrastructures + exposure to ... Liquidity Policy, you will help to interpret and provide guidance on US regulatory capital and liquidity rules for current, pending, and proposed strategic business… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Vice President, FCC Analytics, in the Compliance… more
- SMBC (White Plains, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... investigation of all post-account opening and the examination of potentially unusual activities. Reporting to the FIU VP, the FIU Associate is responsible for the… more