- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...senior business and other control functions. **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...experience are advantageous, but not required **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Scotiabank (New York, NY)
- Senior Manager, US Operational Risk **Requisition ID:** 204416 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... be responsible for implementing and ongoing execution of the US Operational Risk Management Framework....family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- American Express (New York, NY)
- …of the Corporate Function Control Management Governance team is to establish the Operational Risk and Controls strategy for Corporate Functions, set up a ... risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. Corporate Function Control… more
- SMBC (Jersey City, NJ)
- …cybersecurity, and operational resiliency risk domains that may impact the operational risk profile of the bank * Works with business/function/entity ... governed, managed and controlled * Assists in the review and update of Operational Risk Management (ORM) policies specific to IT, data management, cybersecurity,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...Excel macros, VBA, Python or equivalent. **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role will be focused on ... and business targeted reviews. Participate in the evaluation of risk and controls issues in the Bank ,...of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the… more
- American Express (New York, NY)
- …a key connection point with the second-line GRC teams. The **Senior Manager of Operational Risk Programs** will support the Director in providing guidance and ... oversight to the 1st Line of Defense (1LoD) on Operational Risk , ensuring that processes are developed, maintained, and managed in alignment with the frameworks… more
- SMBC (White Plains, NY)
- …competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)… more
- Morgan Stanley (New York, NY)
- …quality of risk management, and aggregate risk in accordance with the US Banks Risk Governance framework a. Relationship Building - interact across ... employee benefits and perks in the industry The 1LOD Bank Risk team supports the Banks...Risk Associate* **Location:** *New York-New York* **Requisition ID:** *3257817* **Other Locations:** *Americas- United States of America-New… more
- American Express (New York, NY)
- …G-SIB, Category III/II bank ) + Understanding of critical enterprise and operational risk management lifecycle activities + Ability to clearly articulate ... have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking… more
- Office of the Comptroller of the Currency (New York, NY)
- …human and financial resources. May serve as an instructor for training within the Large Bank operational risk network group. May include coverage of other ... Bank Technical Team Lead) with emphasis in Operational Risk , you will provide technical leadership,...position may be filled in an alternate location (any US location of the OCC) provided the location is… more
- Morgan Stanley (New York, NY)
- We're seeking an experienced Audit professional to join our Operational Risk audit team as a Director to execute various assurance activities in order to assess ... risk and formulate a view on the control environment for Morgan Stanley's US Banks . The Internal Audit Division (IAD) drives attention and resources to… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... services to all businesses and legal entities across Mizuho US Operations (MUSO). Effectively and efficiently managing risk...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- TD Bank (New York, NY)
- **Work Location:** United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation ... over 27 million households and businesses in Canada, the United States and around the world. More...accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com… more
- US Bank (New York, NY)
- At US Bank , we're on a journey to do...Homeland Security E-Verify program in all facilities located in the United States and certain US territories. ... person is unique in their potential. A career with US Bank gives you a wide, ever-growing...-Partners with leaders in their assigned Line of Business, - Risk /Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending… more
- Morgan Stanley (Purchase, NY)
- …allow for a successful oversight program that proactively manages and assesses operational risk . * Support US Banks Business Units and Dedicated Business ... products and services to WM and ISG clients. The US Banks Incident & Fraud Risk...mitigate, and educate at- risk business units regarding bank operational risk . * Participate… more
- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Operational Risk * **Title:** *AVP US Banks Centralized Risk ... lending, deposits and cash management, annuities, insurance, retirement, and trust services. The US Banks [Morgan Stanley Private Bank , National Association… more
- Morgan Stanley (New York, NY)
- …opportunity employer committed to diversifying its workforce (M/F/Disability/Vet **Job:** ** Operational Risk * **Title:** *VP US Banks First Line Risk ... lending, deposits and cash management, annuities, insurance, retirement and trust services. The US Banks - Morgan Stanley Private Bank , National Association… more