- Lennar Mortgage (White Plains, NY)
- …and interpret information from regulatory reports and technical data with Regional President , Regional Vice - President and Division Presidents.Create a sense ... training and orientation for Lennar associates and monitor and evaluate compliance with company policy. Interact directly with Division Environmental Managers, legal… more
- Santander US (New York, NY)
- Vice President , Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part of the Santander ... trade flows and/or implement new types of reviews. + Creates/maintains/provides compliance metrics, as needed, relating to trade surveillance. + Responds to… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... benefits to its employees. **Role Description** The candidate will support the Global Trade Finance businesses from our New York office focusing on global customers… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Draw on expertise to suggest solutions for appropriate stakeholders (Bankers and/or Trade Sales, Credit, Legal, Compliance , Tax, etc.) as necessary, ensuring ... best-in-class transaction execution and documentation negotiation management for core trade and working capital facilities **Job responsibilities** + Review and… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Vice President within the JPM Wealth Management team, you will partner effectively ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...relevant to fixed income trading with focus on regulatory trade reporting, best execution, distribution of fixed income new… more
- TD Bank (New York, NY)
- …related subject matter expertise and input into GTB's payments product strategy. The Vice President , US Domestic Payments, Product Transformation is a member of ... team and will report directly to the Director, GTB Payments, Product Transformation. The Vice President , US Domestic Payments will act as a catalyst and… more
- JPMorgan Chase (New York, NY)
- …you will be responsible for managing key products within CCOR's Global Compliance Trade and Electronic Communications Surveillance Program. This role requires ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...delivery. + Leverage and deepen subject matter expertise in trade and communications surveillance data and functional domains to… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Cloud Security Architecture will be responsible for ensuring ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...is made up of Azure, AWS and GCP. The Vice President of Cloud Security Architecture focuses… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a VP of...Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible… more
- JPMorgan Chase (New York, NY)
- …hedge funds. As an Asset Management - Hedge Fund Investment Product Specialist - Vice President within JP Morgan Asset Management, you will be responsible for ... launches, liquidations, and restructurings, Documenting operational processes (examples: day-to-day trade flows, cross-alternatives sales, and currency hedging), Designing and… more
- Global Industrial (Port Washington, NY)
- Vice President , Transportation Date: Jun 6, 2024 Location: Port Washington, NY, US, 11050 Global Industrial For over 70 years Global Industrial has been an ... volume and oversee provider performance management Progressing and maintaining global Trade that ensures efficient compliance . Competencies and skills The… more
- SMBC (New York, NY)
- …and systems that meet regulatory requirements and industry best practices. The Vice President will be responsible for driving defined projects/workstreams as ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing… more
- HSBC (New York, NY)
- …of global opportunity for entrepreneurs and investors alike. The Opportunity - Vice President /Director, Relationship Banking As our business continues to grow ... you improve your health and well-being, finances, and lifestyle. **Qualifications** In compliance with applicable laws, HSBC is committed to employing only those who… more
- SMBC (New York, NY)
- …and Governance) across all finance functions (eg, Treasury, FP&A, Controllers etc.). The Vice President will be responsible for rigorously executing upon and ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing… more
- SMBC (New York, NY)
- …Control/minimize various compliance risks arising out of daily execution of trade finance business including but not limited to Sanction/AML Risk, Third Party ... Objectives: Expertise** + Expert knowledge of the range of compliance areas relevant to Trade Finance, including...the range of compliance areas relevant to Trade Finance, including LATAM markets and developed markets and… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... Reporting to the Data Analytics Director, FCC Analytics, in the Compliance Department, Americas Division, the Data Analytics Manager performs detailed analytics… more
- SMBC (New York, NY)
- …which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated ... scenarios covering historical and forward-looking scenarios to ensure the firm's compliance with regulatory requirements (SR 11-10). The candidate will perform… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citigroup (New York, NY)
- …and other organizations across Markets and Securities Services and the broader business + Trade a book and deliver on budgeted revenues and manage book risk + ... controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
