- Citigroup (New York, NY)
- …reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Client Segments Control Testing Leader is a ... The Wealth Client Segments Control Testing... controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... monitoring , with an excellent level of understanding of control testing and who closely follows latest...covered business functions. Responsible for end-to-end control testing for a specific business/segment - ie controls… more
- Citigroup (Queens, NY)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... execution-oriented leadership role accountable for end-to-end control testing for a specific business/segment - ie controls...This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments ... position reports to the Wealth Client Segments Control Testing Head within the Control...individual contributor position accountable for driving controls testing performance and improvement initiatives. The Wealth … more
- Citigroup (New York, NY)
- … monitoring and associated administration associated with Citi Global Wealth lending activities. WCM coordinates with the Institutional Credit Management function ... Citi Global Wealth (CGW) is a Division of Citi focused...analysis specialized on CRE, underwriting, proactive portfolio management and monitoring , strong risk and controls environment, client… more
- Morgan Stanley (Purchase, NY)
- …1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. This team partners with ... key stakeholders throughout the organization to execute independent risk monitoring functions, support process and control improvement, provide tactical and… more
- JPMorgan Chase (New York, NY)
- Join the dynamic team at JP Morgan Wealth Management (WM), a line of business within Community Consumer Banking, dedicated to helping investors achieve their ... complex business challenges, and maintaining a relentless focus on risk and controls . **Job Summary:** As an Associate in Exposure Management & Market Surveillance,… more
- Morgan Stanley (Purchase, NY)
- …with risk owners in the business to continue to enhance the risk and control self-assessment to ensure that risks and controls are documented around current ... controls or mitigate risk. * . *Risk Incident Monitoring *- Assist in analyzing incidents and determine firm, advisor...partners to lead the implementation of enhanced processes and controls build-out for any identified control gaps… more
- Morgan Stanley (Purchase, NY)
- …with risk owners in the business to continue to enhance the risk and control self-assessment to ensure that risks and controls are documented around current ... controls or mitigate risk. * . *Risk Incident Monitoring *- Analyze incidents and determine firm, advisor and/or client...partners to lead the implementation of enhanced processes and controls build-out for any identified control gaps… more
- Morgan Stanley (Purchase, NY)
- …and implementation of preventative detective controls and testing * Create control testing / monitoring scripts and complete control monitoring ... / control testing for CILA controls as per policy requirements * Provide control monitoring results and reporting to relevant risk and control … more
- Wells Fargo (New York, NY)
- …(https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment ... (WFA) Leaders in ensuring effective front line risk identification, measurement, monitoring , controls , and mitigation; counseling business leaders on risk,… more
- Scotiabank (New York, NY)
- … governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc. ... systems and knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in… more
- Citigroup (New York, NY)
- …and exercise control over resources, budget management and planning while monitoring end results + Utilize in-depth knowledge of concepts and procedures within ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Deloitte (New York, NY)
- …data mapping, management, migration, or visualization / analytics; system configuration and testing ; status monitoring and issue resolution + Experience in ... or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider… more
- Deloitte (New York, NY)
- …improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense + Use ... cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and… more
- Morgan Stanley (New York, NY)
- …and borrower financial statements including tax returns and K-1 statements, testing and monitoring financial covenants, perform collateralanalysis, prepare ... conducts its business through three principal business segments-Institutional Securities, Wealth Management ("WM"), and Asset Management. The WM network includes… more
- Morgan Stanley (New York, NY)
- …and borrower financial statements including tax returns and K-1 statements, testing and monitoring financial covenants, perform collateral analysis, prepare ... conducts its business through three principal business segments-Institutional Securities, Wealth Management ("WM"), and Asset Management. The WM network includes… more
- JPMorgan Chase (Jersey City, NJ)
- …working with the firm's Internal Audit teams, including Asset & Wealth Management, Commercial Banking, Consumer & Community Banking, Corporate & Investment ... Corporate Functions and Internal Audit Practices, where you will perform continuous monitoring of business activities and assess emerging trends impacting the … more
- KPMG (New York, NY)
- …auditing, testing or quality assurance of AML and/or OFAC controls and processes; excellent writing abilities across various deliverable formats including ... culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class training facility and leading… more
- Scotiabank (New York, NY)
- …the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... sales and trading businesses, and evaluate the impact of controls to address ongoing compliance. + Participate in the...address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or… more