- Synchrony (New York, NY)
- …This position is primarily responsible for assisting in planning and executing Compliance audit engagements that review the design and effectiveness of ... or control deficiencies and assess the impact of Regulatory Compliance + Ensure timeliness of audit work...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet) **Job:** **Wealth Management* **Title:** *Project Manager - Business Transformation Services - AVP * ... / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance . The team partners with individual Wealth Management business lines,… more
- Robert Half Finance & Accounting (New York, NY)
- …break root cause analysis. * Point of contact for Product Control, Internal/External Audit , Compliance . Requirements Qualifications * 3 to 6+ years Trade ... Description Robert Half Financial Services are hiring for an AVP Trade Operations role within a global asset management...Trade Operations or Middle Office experience within an asset manager or investment bank, with knowledge of Fixed Income,… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** AVP , Application Security Dynamic Analyst will be responsible for the development and implementation of effective security ... and tooling + Partner with developers to perform False Positive Analysis and audit /triage of findings to ensure true positives are identified and addressed +… more
- Morgan Stanley (Purchase, NY)
- …and analysis such as Dataiku, Tableau, and/or SQL * . Strong understanding of Compliance and Audit practices preferred * . Business Process and control ... resources from across the firm to provide access to advice and investment manager research. *_Department Summary_* The CG Business Risk team is responsible for… more
- Citigroup (Inwood, NY)
- The Branch Manager SAFE Act is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort ... are in place to enhance customer satisfaction + Oversee branch controls and compliance , to effectively manage risk and ensure positive internal audit ratings… more
- NYS Housing Trust Fund Corporation (Albany, NY)
- …budgeting and accounting may also be under direct supervision of this role. The Fiscal Compliance Manager is the key staff person charged with ensuring Federal ... 6,000 units a year across NYS. The Weatherization Fiscal Compliance Unit is charged with the following initiatives to... Staff are under the direct supervision of the AVP of Weatherization Services. Fiscal Staff consists of fiscal… more
- Citigroup (Queens, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... **Education:** + Bachelors degree The FR Y-14 Actuals Reporting AVP is a professional responsible for governing Quality Control.... Support Attestation Process in HALO. . Support the Manager Control Assessment (MCA) for the team. . Assist… more