- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Amalgamated Bank (New York, NY)
- …documents and disclosures comply with federal and state regulations + Collaborate with Chief Compliance Officer in executing the Bank's Compliance ... Amalgamated Bank is seeking a Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain … more
- Citigroup (New York, NY)
- …and interpretation on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Touro University (Valhalla, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... of Touro University, is conducting a search for Division Chief and Program Director of the Division of Physical...based in Westchester County, New York. The new Division Chief and Program Director will be hired at the… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... New York, Tampa, or Irving, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Touro University (Valhalla, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... US-NY-Valhalla Requisition ID 2024-11295 Position Type Full-Time Schedule Shift 1 Hours Per Week 40 Travel 10% Category Facilities/Security/Food Service FLSA Status Non-Exempt more
- The Research Foundation for SUNY (Albany, NY)
- …Description: FUNCTION AND SCOPE: Works independently under the general supervision of the Chief Compliance Officer providing administrative support to an ... risk management and internal control activities. + Provides support to the chief compliance officer in the documentation and management of conflicts of… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio ... and other communications for the RCM Program. + Support the Swap Dealer Chief Compliance Officer to design and produce RCM related reporting, including… more
- CIBC (NY)
- …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Collaborating with Technology and front ... (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Global Swap Dealer Compliance Officer is responsible for performing important advisory,… more
- University at Albany (Albany, NY)
- …Job Description: Reporting to the University's Chief Enterprise Risk Management & Compliance Officer , the Records Access and Management Officer will be ... + Reports to the Chief Enterprise Risk Management and Compliance Officer + Works in collaborative relationship with the Office of General Counsel.… more
- City of New York (New York, NY)
- …to external partners to ensure agency compliance , as needed - Assist the Chief Compliance Officer with special compliance projects as needed. ... administration and operations. Your Role Reporting to the CRM Chief of Staff, the Compliance Specialist will...to the CRM Chief of Staff, the Compliance Specialist will support CRM programs, manage cross-agency … more
- JPMorgan Chase (Brooklyn, NY)
- …and Oversight (TPGO) Team, which sits in the 2LOD and reports through the Firm's Chief Compliance Officer and Firmwide Risk Executive for Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- JPMorgan Chase (New York, NY)
- …and practices. **Job Responsibilities** + Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and maintain ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Wellington (New York, NY)
- …a member of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work ... with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing… more
- Mitsubishi Chemical Group (Albany, NY)
- …reports from underlying data matrices or sources (eg, excel files) to support the Chief Compliance Officer communications to the Board of Directors, Internal ... **Manager, Legal and Compliance Operations (1939)** + Title:Manager, Legal and ... Compliance Operations (1939)** + Title:Manager, Legal and Compliance Operations + Group Company: Mitsubishi Chemical America +… more
- Siebert Williams Shank (New York, NY)
- … compliance professional to assist the Compliance team led by the Chief Compliance Officer . The successful candidate will support compliance ... + SIE, Series 7 licenses required + At least 3 years of compliance experience (broker-dealer preferred) + Experience with fixed income products (notably municipal,… more
- The Arc Oneida-Lewis Chapter (Utica, NY)
- …they collaborate on implementing an electronic record-keeping system. This position supports the Chief Compliance & Quality Officer in achieving the agency's ... for the Incident Review Committee and ensure proper documentation. + Support the Chief Compliance & Quality Officer in monitoring corporate compliance ,… more
- Touro University (Hawthorne, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... a critical role in its future success. Reporting to the Chief Development Officer , the Director of Advancement Services will provide the technical expertise,… more