- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... management . This leader acts as the connective tissue across Private Wealth , Technology, Operations, Compliance , Finance, and client-facing teams to source… more
- HSBC (New York, NY)
- Private Bank and Wealth Business Partner Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec 2025 In ... compliance with applicable laws, HSBC is committed to employing...share. The position supports the Global Private Banking and Wealth Business. The position will be the business partner… more
- HSBC (Buffalo, NY)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... Work style: Office Worker Date: 19 Nov 2025 In compliance with applicable laws, HSBC is committed to employing... Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams… more
- KeyBank (Amherst, NY)
- …team on projects and testing. The ideal candidate has a functional knowledge of wealth management , trust/fiduciary compliance laws and regulations, risks and ... risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- HUB International (New York, NY)
- …SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth ** will be responsible for assisting ... business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion… more
- US Bank (New York, NY)
- …is one of the nation's most respected financial institutions, delivering personalized wealth management solutions to individuals, families, and institutions. We ... their financial goals with confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is...shaping and executing the investment strategy for US Bank Wealth Management . This role provides visionary leadership… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... + Deepen relationships with existing clients in Citi Personal Wealth Management and Retail bank through the...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- City National Bank (New York, NY)
- …agencies, including exam management and other regulatory affairs. * For Wealth Management Compliance roles, experience with a financial institution ... * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS...and/or registered investment adviser/ and the OCC. * For Wealth Management Compliance roles, experience… more
- Insight Global (New York, NY)
- …The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. * Review marketing material for ... Job Description The Compliance Officer will work closely with...abilities in analytical thinking, problem solving, research, and time management Must have excellent verbal communication and people skills… more
- Citigroup (New York, NY)
- …consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management . Citi Bank Retail Mortgage provides home lending ... The Mortgage Lending Officer role is a developing professional role. This...partners when appropriate (including but not limited to Bank, Wealth Management , Small Business, Cards, etc. +… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Managing Director & Chief Legal Officer , US **Requisition ID:** 244219 **Salary Range:** 254,600.00 - 423,400.00 _Please note that the Salary Range shown is a… more
- Raymond James Financial, Inc. (New York, NY)
- …including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management divisions, serving as a ... years of financial services experience required . Experience in broker-dealer or wealth management firms preferred, especially with exposure to front-office or… more
- Berkshire Bank (Utica, NY)
- …income within specified goals including, but not limited to Berkshire Insurance, Wealth Management , Cash Management , and Merchant Processing. 20% ... Business Banking Reports to: SVP, Business Banking Team Leader Status: Exempt/ Officer Grade: 11 Salary Range: $66,699 - $141,734 Actual compensation within… more
- City National Bank (New York, NY)
- …of Bank services. Introduce clients to appropriate area within the Bank such as Wealth Management , International, Treasury Management , or to a Private ... *PRIVATE BANKING OFFICER II* WHAT IS THE OPPORTUNITY? Provides day-to-day...the portfolio supported. WHAT WILL YOU DO? * Risk Management / Compliance * Within authority, perform deposit operations-related… more
- Citigroup (Brooklyn, NY)
- …clients to segment partners when appropriate (including but not limited to Bank, Wealth Management , Small Business, Cards, etc. + Keep abreast of trends ... The **Community Mortgage Lending Officer ** is an **entry level position** responsible for...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 13 **Director - Review Officer , Corporates & Infrastructure - S&P Global Ratings** **The Team:** The Analytical ... various stakeholders including Board Members, Regulators, and Senior Ratings Management , serving as a credible spokesperson for our analytical...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- HUB International (New York, NY)
- …of the world's largest insurance brokers, HUB provides comprehensive insurance, risk management , and employee benefits solutions that help our clients protect what ... Summary** The **Senior Vice President, Sales & Regional Sales Officer ** is a key member of the HUB Northeast...Commercial Lines, Employee Benefits, Private Client, Retirement & Private Wealth , and Specialty Practices to leverage the full HUB… more
- Lockheed Martin (Owego, NY)
- …for overseeing day\-to\-day information system security operations, including auditing and compliance with internal LM and customer security requirements\. You will ... with internal LM and customer security requirements, primarily Risk Management Framework \(RMF\)\. Your responsibilities will include: * Overseeing day\-to\-day… more
- Citigroup (New York, NY)
- …**Qualifications:** + 3-7 years of relevant experience + Prior experience in wealth management or other financial services roles preferred + Ability ... The Investment Relationship Officer is a seasoned professional role. Applies in-depth...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- KeyBank (Albany, NY)
- …Maintains deep expertise in fiduciary, investment, tax, and other related wealth issues + Designs and delivers sophisticated fiduciary solutions, using relationship ... client advice + Executes, through Salesforce or other Comprehensive Practice Management process, prioritized pro-active client contacts, per service standards +… more
