- UMB Bank (Albany, NY)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst , you will carry out the testing ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
- TD Bank (New York, NY)
- …& Experience below as you consider this opportunity.** **Job Description Summary** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY ... & Compliance team as the Senior Lending Compliance Analyst Do you specialize in lending...+ Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results,… more
- M&T Bank (Buffalo, NY)
- …assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the development of various ... operational risk/ compliance related initiatives within the line of business and...planning, execution and reporting of the business unit's risk-based testing program. Perform control testing in accordance… more
- Guardian Life (Albany, NY)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- New York eHealth Collaborative (New York, NY)
- …- 5pm Travel Percentage Occasional Description New York eHealth Collaborative: Cybersecurity Compliance Analyst New York eHealth Collaborative (NYeC) is a ... effectively using electronic health records. Position Summary: NYeC is seeking a Cybersecurity Compliance Analyst to play a key role in maintaining and… more
- ManpowerGroup (New York, NY)
- Our client, an international bank, is seeking a Bilingual Jr. BSA/AML Compliance Analyst to join their team. As a Bilingual BSA/AML Compliance Analyst , ... successfully in the organization. **Job Title:** Bilingual Jr BSA/AML Compliance Analyst **Location:** New York, New York...to senior management as necessary. + Collaborate in system testing to assess the functionality and effectiveness of the… more
- Guardian Life (New York, NY)
- …purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), ... and investment adviser entities. + Assist with the Firm's Compliance testing program and the review and...making presentations in various settings. **Reporting Relationships** As our Compliance Analyst , you will report to the… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and ... assessment of the Compliance framework for the Division. Ensure processes are in...effective resolution of complex issues identified through monitoring and testing . * Develop and communicate recommendations that support adherence… more
- Coinbase (Albany, NY)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment… more
- Capgemini (New York, NY)
- Financial Crime Compliance Analyst Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where ... inclusive world. **Job Description** We're seeking a Financial Crime Compliance Analyst to join the CRA team,...AML and sanctions program assessments, KYC remediations, and independent testing + Contribute to the design and enhancement of… more
- Neuberger Berman (New York, NY)
- …and annual compliance training and assist with content updates + Participate in compliance testing as part of the firm's overall Investment Advisers Act Rule ... Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance .… more
- Coinbase (Albany, NY)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... experience in Internal Controls over Financial Reporting, SOX 404 frameworks, and testing to support compliance * Prior experience at a big 4 accounting firm *… more
- Coinbase (Albany, NY)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- PSEG Long Island (Bethpage, NY)
- …is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP (Critical ... and other regulations related to IT systems and processes. Documents compliance status, validates NERC scope against developed policies and procedures, objectives… more
- New York State Civil Service (Albany, NY)
- …the Technology Analyst 2 (Quality Assurance) will be responsible for testing , analyzing, and ensuring that software products, systems, and applications meet the ... and developing effective strategies and test plans.* Conduct post-release/ post-implementation testing .* Ensure ongoing compliance with quality and regulatory… more
- Coinbase (Albany, NY)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- City of New York (New York, NY)
- …TASK FORCE: Information Systems UNIT: DevOps JOB TITLE: One (1) Assistant Analyst / Analyst /Senior Analyst CONTROL CODE: OTH-25-03 SUMMARY: The Mayor's ... business needs into technical specifications and solution architecture. - Perform unit testing and integration testing to ensure solution stability and… more
- Rochester Institute of Technology (Rochester, NY)
- **9958BR** **Position Title:** Senior Business Systems Analyst **Organization:** Technology Management **Job Responsibilities:** + Design, develop, and deliver ... changes that enhance efficiency, expediency, and business value. + Lead testing , migration, and deployment of new features, integrations, and reports, ensuring… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager or Senior Analyst in the design, planning, and execution of testing strategies; under direct supervision, may lead the testing efforts of other ... specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data...locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key… more