- Fox Dealer (New York, NY)
- …this is a fully REMOTE role HQ is in Las Vegas, NV. Regional Director, Sales & Dealer Development At Fox Dealer , we are on a mission - to find simple, data-drive ... you've been looking for! The Regional Director, Sales and Dealer Development is responsible for working with car dealers...+ Serve as a regional liaison between the Fox Dealer internal team consisting of Media operations, Client Support,… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker- Dealer & Swap Dealer ) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the ... firm's surveillance program across both its institutional Broker- Dealer (BD) and Swap Dealer (SD) businesses....both its institutional Broker- Dealer (BD) and Swap Dealer (SD) businesses. This individual will oversee day-to-day surveillance… more
- Ford Motor Company (Albany, NY)
- …a strategic and inquisitive Senior Manager Digital Retail Experience -- Strategy & Dealer Tools Leader to interpret and generate strategic insights from dealer ... optimized to achieve established KPIs. This Leader will collaborate closely with dealer operations and product management, serving as the subject matter expert (SME)… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- Job Title: Dealer Department: TABLE GAMES Reports To: Table Games Floor Supervisor FLSA Status: Non-Exempt - Part Time License: Class III Starting Rate: $10.00 per ... tips Closing Date: Open Until Filled Summary : The Dealer must exhibit a friendly, helpful and courteous manner...providing the guest with a pleasant gaming experience. The Dealer is responsible for ensuring the safeguarding of casino… more
- SMBC (New York, NY)
- …is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides ... compliance support across the Advisory Function with respect to broker- dealer -applicable regulatory engagements, support function coordination, governance and reporting.… more
- Capital One (Jericho, NY)
- Dealer Success Manager ** Dealer Success Manager (DSM)** **As a Dealer Success Manager, you operate as a Strategic Consultant and Customer-Centric Partner to ... You will educate and gain buy-in from key auto dealer stakeholders, ensuring they maximize the value of our...be regularly worked. Jericho, NY: $128,000 - $146,100 for Dealer Success Manager Candidates hired to work in other… more
- Broadview FCU (Albany, NY)
- …Directly responsible for individual oversight and department growth potential of Dealer Channel Lending areas. The ideal candidate will possess excellent technology ... Functions/Responsibilities: + Coordinate with the Consumer Loan Manager the implementation of Dealer Channel Auto Account efforts in terms of sales channels, loan… more
- The Raymond Corporation (Greene, NY)
- Join our Raymond Team as an Order Entry & Dealer Support Specialist – Temporary Position! The Role: We’re seeking a passionate and dedicated Order Entry & Dealer ... expertise to the table. In this role, you’ll handle dealer communications related to sales orders while collaborating with...to ensure a correct and timely response to all dealer inquiries. * Interpret and apply sales policies, sales… more
- Tioga Downs Casino Resort (Nichols, NY)
- Table Games Dealer Tioga Downs is hiring Table Games Dealers! Do you have professional experience dealing Blackjack, Roulette, Craps or other Casino games? If not, ... we offer free classes at our Dealer School nearby. Our Table Games Dealers are responsible...School Diploma or GED required. + Successful completion of dealer training OR + 6 months prior dealing experience… more
- Tioga Downs Casino Resort (Nichols, NY)
- Poker Room Dealer Are you ready to deal in excitement...We're looking for a charismatic and skilled Poker Room Dealer to bring their flair to our dynamic casino ... + High School Diploma or GED required. + Applicants must successfully complete dealer training or have 6 months prior dealing experience in a certified/licensed… more
- Tioga Downs Casino Resort (Nichols, NY)
- Dual Rate Dealer /Floor Supervisor Are you a seasoned gaming professional with a flair for leadership and a passion for delivering exceptional gaming experiences? ... Elevate your career as a Table Games Dual Rate Dealer /Floor Supervisor and become a key player in our...School Diploma or GED required. Applicants must successfully complete dealer training or have 6 months prior Poker dealing… more
- M&T Bank (Buffalo, NY)
- …to support the vision and goals of the Bank. **Department Overview:** Dealer Services provides tailored financial solutions to franchised auto, truck, marine, and ... Executive Associate joining this team, you'll gain exposure to both the Commercial Dealer Services teams and the Indirect Lending teams: learning about our product… more
- Coinbase (Albany, NY)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker- dealer ) in meeting its regulatory obligations to assist the Product team in ... you (ie. job requirements):* * 7+ years experience working in a retail broker- dealer compliance team. * Comfortable working in a fast-paced environment with high… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief Compliance Officer as either ... of regulatory and/or advisory compliance experience at a broker dealer . + A solid foundation in US securities laws...foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to communicate… more
- Capital One (New York, NY)
- Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management ... **Preferred Qualifications:** + **4+ years of experience within a broker dealer registration and licensing function or similar compliance experience** + **3+… more
- M&T Bank (Buffalo, NY)
- …in support of two major Business Areas: Commercial Equipment Finance and Dealer Commercial Services teams. This position is responsible for overseeing the proactive ... identification, accurate assessment, and reporting of risks within these business areas, including loss events and Key Risk Indicators (KRI's). Ensure the appropriate escalation of identified issues and the timely completion of remediation plans. Build strong… more
- Marex (New York, NY)
- …+ Full coordination and collection of client documentation and requirements to facilitate KYC/AML review and approval. + Ensure that appropriate CDD / KYC and AML ... checks are carried out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate with brokers, sales, and other support & control functions on necessary account documentation and deficiencies. + Data… more
- Fujifilm (Albany, NY)
- …Regional Strategic Sales Manager is responsible for executing Fujifilm's regional dealer sales strategy across an assigned geographic territory, driving sell-in and ... coordinating closely with a Field Product Technical Expert (FPTE) to maximize dealer success and market penetration. In this territory-focused role, you'll be the… more
- SMBC (New York, NY)
- …management across Combined US Operations (CUSO), the SMBC Capital Markets Swap Dealer , and Nikko Securities America's Broker- Dealer entity. This role provides ... - Support all market risk governance obligations under CFTC Swap Dealer rules, including Risk Management Program (23.600), Supervision (23.602), and overall… more
- SMBC (New York, NY)
- …Coordination Team across Combined US Operations (CUSO), the SMBC Capital Markets Swap Dealer , and Nikko Securities America's Broker- Dealer entity. This role will ... and support market risk issue management process for the Bank, swap dealer , and broker- dealer entities. This is an excellent role for someone looking to build… more