- American Express (New York, NY)
- …and regulator mindset, and streamline and enhance the efficiency and effectiveness of GCS exam management processes. **The Manager , Control Management ... Audit and Second line review processes and external exam management process, working with the Enterprise...risk procedures and standards + Manage the operational risk exam management processes + Audit /… more
- American Express (NY)
- …across Financethrough regular communication + Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, ... programs and reporting. Finance is looking for a Manager of Governance focused on ensuring control management...risk procedures and standards + Facilitating the operational risk exam management processes + Experience in financial… more
- Scotiabank (New York, NY)
- Senior Manager , US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... Reporting will lead and execute Financial and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and initiatives, ensuring all… more
- JPMorgan Chase (New York, NY)
- …effective relationships with Compliance, Conduct and Operational Risk (CCOR); Internal Audit ; Control Management ; Business Resiliency; Third Party Oversight; ... threats and compliance, balancing progressive digital transformation with robust risk management . Your leadership will be instrumental in navigating the complexities… more
- City National Bank (New York, NY)
- * MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... practice and strong control environment * Support and facilitate audit and exam activities * Develop expertise...of experience in risk management , operational risk management , compliance, or audit functions in the… more
- Citigroup (Getzville, NY)
- …Risk Event management including Escalation, and Internal & External Audit exam participation** **for Markets Operations globally** **.** Partnering with ... industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management ** function is comprised of: + Deeply embedded Control Officers… more
- American Express (New York, NY)
- …to operational risk procedures and standards + Manage the operational risk exam management processes + Experience in financial services industry ... Management (ORM) through aggregated reporting. Operational Risk Management is looking for a Manager of...**Required Qualifications** + 4 Years experience in operational risk management (eg, within Risk and/or Internal Audit … more
- American Express (New York, NY)
- …adherence to operational risk procedures and standards. o Manage the operational risk exam management processes. Strong enterprise risk management experience ... programs and reporting. EDDS is looking for a Senior Manager of Control Management (CM) Reporting &...**Required Qualifications:** + 4 Years experience in operational risk management (eg, within Risk and/or Internal Audit … more
- American Express (New York, NY)
- …to operational risk procedures and standards o Facilitating the operational risk exam management processes + Experience in financial services industry ORMCM ... resume so that you can be considered for future Manager (Band 35) opportunities within FINANCE (US).** You Lead...**Required Qualifications:** + 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit … more
- US Bank (New York, NY)
- …regulatory exams, and senior management requests. + Develop and produce internal management reporting for regulatory exam management and status update. + ... One. **Job Description** Oversee the successful execution of the Model Risk Management (MRM) program through administration of regulatory and policy change … more
- Equitable (Syracuse, NY)
- Regional Compliance Manager ( 240000P6 ) **Primary Location** : UNITED STATES-NY-Syracuse **Other Locations** : UNITED STATES-NY-Williamsville, UNITED ... individual contributor role reporting to the Lead Regional Controls Manager / Central Supervision Unit. The selected candidate would...+ Collect and review data as part of pre-work audit process + Advise and educate Equitable' s Advisors… more
- Scotiabank (New York, NY)
- …business line managers to address operational risk, risk assessment and outstanding issues. + Exam and Audit Management : Reviews regulatory and audit ... team, committed to results, in an inclusive and high-performing culture. ** Manager , US Cash Management Governance & Program Initiatives, Global AML - New York,… more
- Scotiabank (New York, NY)
- …peers within compliance. **What You'll Bring** + A minimum of 5 years of compliance, audit or regulatory exam support experience with at least 3 of which should ... Manager , Compliance Testing **Requisition ID:** 214386 **Salary Range:**...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- NYS Housing Trust Fund Corporation (Albany, NY)
- …and internal audit procedures + Experience in fiscal and program management . + Knowledge of or interest in renewable energy, weatherization, and affordable ... increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must...under direct supervision of this role. The Fiscal Compliance Manager is the key staff person charged with ensuring… more
- City National Bank (New York, NY)
- …coach staff. * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. * For Banking ... completion of VOL 1 milestones * Collaborate with Internal Audit (IA) validation of the effectiveness and sustainability of...Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance… more
- MUFG (New York, NY)
- …and collaborate with the second line of defense and legal teams to finalize management responses to regulatory exam findings. - Provide primary coverage for SLoD ... provide more details. We're searching for an Information Risk Manager to support the Information Technology & Operations Risk...in IT management , technology or operational risk management , technology audit or related role, including… more
- NYS Housing Trust Fund Corporation (Albany, NY)
- …affordable housing and increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must meet the minimum ... As a member of the Finance & Compliance team, the Grant Project Manager will interact with different program units and control functions. The starting salary… more
- Bank of America (New York, NY)
- …(ECDD) requirements and guide clients as needed to comply + Represent Outreach on exam / audit /regulatory management from a FLU perspective, where needed + ... Client Outreach Director Manager New York, New York;Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client… more
- New York State Civil Service (Albany, NY)
- … audit report for Internal Audit management .* Keeping the Audit Supervisor or Manager adequately informed of the engagement status and any ... Code 12204 Duties Description Under the supervision of Internal Audit management , the Internal Auditor 1 serves...join the Office of the New York State Comptroller.No exam required under the New York Hiring for Emergency… more
- New York State Civil Service (Albany, NY)
- … audit report for Internal Audit management .* Keeping the Audit Supervisor or Manager adequately informed of the engagement status and any ... audit programs, sampling plans, potential observations, and audit reports.* Documenting the design of management 's...join the Office of the New York State Comptroller.No exam required under the New York Hiring for Emergency… more